Phillips Financial is an SEC registered investment adviser organized as a limited liability company with a primary office location in Fort Wayne, IN. Its latest Form ADV filing, dated March 17, 2026, reports $2.6B in regulatory assets under management, 32 employees, 1 office, and 3,264 accounts.
Assets Under Management
$2.6B
Employees
32
Offices
1 office
Total Clients
991
Primary office
FORT WAYNE, IN
6920 POINTE INVERNESS WAY, SUITE 230, FORT WAYNE, IN, United States
Top client segmentIndividuals represent 47.6% of total clients.
Top client categories% of clientsClients
1
Individuals
47.6%
472
2
HNWI
42.0%
416
3
Pension Plans
6.4%
63
4
Other Advisers
2.5%
25
5
Charitable
1.0%
10
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$2.6Bas of March 17, 2026
Discretionary87.0%
$2.3B
87% of total RAUM87.0%
Non-discretionary13.0%
$344M
13% of total RAUM13.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$2.6B
Total Accounts3,264
10Y AUM Change+$1.7B (+190.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees32
Clients per Employee31:1
10Y Employee Change+15 (+88.2%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.