Firm profile

PRINCIPAL ADVISED SERVICES

DES MOINES, IACRD 297324Latest ADV April 28, 2026

Principal Advised Services is an SEC registered investment adviser organized as a limited liability company with a primary office location in Des Moines, IA. Its latest Form ADV filing, dated April 28, 2026, reports $1.4B in regulatory assets under management, 383 employees, 92 offices, and 23,164 accounts.

Assets Under Management
$1.4B
Employees
383
Offices
92 offices
Total Clients
23,164
Primary office
DES MOINES, IA
655 9TH STREET, DES MOINES, IA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

5 roles identified
CEOJoseph S. Sicchitano
CCOKori D. Cusick
CFODavid A. Rigler

Advisory services offered

2 types reported
Financial Planning Services
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 99.7% of total clients.
Top client categories% of clientsClients
1
Individuals
99.7%
23,100
2
HNWI
0.3%
64

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$1.4Bas of April 28, 2026
Discretionary100.0%
$1.4B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$1.4B
Total Accounts23,164
10Y AUM Change+$1.4B

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees383
Clients per Employee60:1
10Y Employee Change+341 (+811.9%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.