Ria Advisory Group, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Des Moines, IA. Its latest Form ADV filing, dated March 30, 2026, reports $568M in regulatory assets under management, 25 employees, 12 offices, and 3,228 accounts.
Assets Under Management
$568M
Employees
25
Offices
12 offices
Total Clients
1,996
Primary office
DES MOINES, IA
500 SW 7TH STREET, SUITE 204, DES MOINES, IA, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 93.5% of total clients.
Top client categories% of clientsClients
1
Individuals
93.5%
1,867
2
HNWI
5.1%
101
3
Corporations
1.3%
25
4
Pension Plans
0.2%
3
Categories with <5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$568Mas of March 30, 2026
Discretionary98.9%
$562M
99% of total RAUM98.9%
Non-discretionary1.1%
$7M
1% of total RAUM1.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$568M
Total Accounts3,228
10Y AUM Change+$452M (+389.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees25
Clients per Employee80:1
10Y Employee Change+12 (+92.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.