Firm profile

OCTAVEWEALTH

SAN FRANCISCO, CACRD 170975Latest ADV March 26, 2026

Octavewealth is an SEC registered investment adviser organized as a corporation with a primary office location in San Francisco, CA. Its latest Form ADV filing, dated March 26, 2026, reports $30M in regulatory assets under management, 2 employees, and 8,400 accounts.

Assets Under Management
$30M
Employees
2
Offices
--
Total Clients
8,400
Primary office
SAN FRANCISCO, CA
14 MINT PLAZA STE 500, SAN FRANCISCO, CA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CEORikin Shah
CCORikin Shah
COOJessie J. Li

Advisory services offered

2 types reported
Pension consulting services
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 100.0% of total clients.
Top client categories% of clientsClients
1
Individuals
100.0%
8,400

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$30Mas of March 26, 2026
Discretionary100.0%
$30M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$30M
Total Accounts8,400
10Y AUM Change+$27M (+1054.0%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees2
Clients per Employee4200:1
10Y Employee Change0 (0.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.