SAN FRANCISCO, CACRD 106753Latest ADV March 30, 2026
Charles Schwab Investment Management, Inc is an SEC registered investment adviser organized as a corporation with a primary office location in San Francisco, CA. Its latest Form ADV filing, dated March 30, 2026, reports $1.7T in regulatory assets under management, 946 employees, 167 offices, and 856,597 accounts.
Assets Under Management
$1.7T
Employees
946
Offices
167 offices
Total Clients
856,597
Primary office
SAN FRANCISCO, CA
425 MARKET STREET, SUITE 1700, SAN FRANCISCO, CA, United States
Portfolio management for individuals and small businesses
Portfolio management for investment companies
Fee models offered
4 types reported
Asset based fees
Fixed fees
Other fee arrangements
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 81.5% of total clients.
Top client categories% of clientsClients
1
Individuals
81.5%
697,928
2
HNWI
18.0%
154,404
3
Corporations
0.2%
1,901
4
Pension Plans
0.2%
1,805
Additional categories (<0.1%)
Charitable264 clients
Pooled Investment Vehicles166 clients
Investment Cos.109 clients
Government10 clients
Insurance Cos.10 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.7Tas of March 30, 2026
Discretionary98.6%
$1.7T
99% of total RAUM98.6%
Non-discretionary1.4%
$24.0B
1% of total RAUM1.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$1.7T
Total Accounts856,597
10Y AUM Change+$1.4T (+469.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees946
Clients per Employee905:1
10Y Employee Change+586 (+162.8%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.