Firm profile

ICONIQ CAPITAL, LLC

SAN FRANCISCO, CACRD 159198Latest ADV April 14, 2026

Iconiq Capital, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in San Francisco, CA. Its latest Form ADV filing, dated April 14, 2026, reports $117.5B in regulatory assets under management, 513 employees, 2 offices, and 1,651 accounts.

Assets Under Management
$117.5B
Employees
513
Offices
2 offices
Total Clients
846
Primary office
SAN FRANCISCO, CA
50 BEALE ST., STE 2300, SAN FRANCISCO, CA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CCOJason B. Craig
CFOKatherine H. Dougan
COOLouis Thorne

Advisory services offered

4 types reported
Other advisory services
Portfolio management for individuals and small businesses
Portfolio management for pooled investment vehicles

Fee models offered

3 types reported
Asset based fees
Fixed fees
Performance-based fees
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentHNWI represent 44.9% of total clients.
Top client categories% of clientsClients
1
HNWI
44.9%
380
2
Pooled Investment Vehicles
41.7%
353
3
Charitable
13.4%
113
Categories with <5 clients
Banking or thrift institutions<5 clients
Corporations or other businesses not listed above<5 clients
Other categories<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$117.5Bas of April 14, 2026
Discretionary73.0%
$85.8B
73% of total RAUM73.0%
Non-discretionary27.0%
$31.7B
27% of total RAUM27.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$117.5B
Total Accounts1,651
10Y AUM Change+$97.0B (+473.9%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees513
Clients per Employee2:1
10Y Employee Change+375 (+271.7%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.