Firm profile

ONE HOPPER ASSET MANAGEMENT

UTICA, NYCRD 168816Latest ADV March 31, 2026

One Hopper Asset Management is an SEC registered investment adviser organized as a sole proprietorship with a primary office location in Utica, NY. Its latest Form ADV filing, dated March 31, 2026, reports $58M in regulatory assets under management, 3 employees, and 124 accounts.

Assets Under Management
$58M
Employees
3
Offices
--
Total Clients
66
Primary office
UTICA, NY
2520 GENESEE STREET, UTICA, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links
Phone(315) 734-1410
WebsiteNot reported
LinkedInNot reported

Leadership

1 roles identified
CCOWayne I. Brooks

Advisory services offered

3 types reported
Educational seminars/workshops
Financial Planning Services
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Hourly charges
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 86.4% of total clients.
Top client categories% of clientsClients
1
Individuals
86.4%
57
2
HNWI
12.1%
8
3
Charitable
1.5%
1
Categories with <5 clients
Charitable Organizations<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$58Mas of March 31, 2026
Discretionary100.0%
$58M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$58M
Total Accounts124
10Y AUM Change+$21M (+58.0%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees3
Clients per Employee22:1
10Y Employee Change+1 (+50.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.