Firm profile

ADIRONDACK FINANCIAL SERVICES CORP

UTICA, NYCRD 126155Latest ADV March 31, 2026

Adirondack Financial Services Corp is an SEC registered investment adviser organized as a corporation with a primary office location in Utica, NY. Its latest Form ADV filing, dated March 31, 2026, reports $462M in regulatory assets under management, 16 employees, and 851 accounts.

Assets Under Management
$462M
Employees
16
Offices
--
Total Clients
649
Primary office
UTICA, NY
185 GENESEE STREET, SUITE 210, UTICA, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

5 roles identified
CEOWilliam F. Locke
CCOPatricia M. Rugari
CFOPatricia M. Rugari

Advisory services offered

3 types reported
Financial Planning Services
Pension consulting services
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked May 14, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 70.7% of total clients.
Top client categories% of clientsClients
1
Individuals
70.7%
459
2
HNWI
21.1%
137
3
Charitable
4.5%
29
4
Corporations
2.9%
19
5
Pension Plans
0.6%
4
Categories with <5 clients
Insurance companies<5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$462Mas of March 31, 2026
Discretionary90.3%
$417M
90% of total RAUM90.3%
Non-discretionary9.7%
$45M
10% of total RAUM9.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$462M
Total Accounts851
10Y AUM Change+$178M (+62.5%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees16
Clients per Employee41:1
10Y Employee Change+3 (+23.1%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.