Phillip James Financial Co. is an SEC registered investment adviser organized as a corporation with a primary office location in Plymouth, MN. Its latest Form ADV filing, dated March 27, 2026, reports $222M in regulatory assets under management, 3 employees, and 758 accounts.
Assets Under Management
$222M
Employees
3
Offices
--
Total Clients
114
Primary office
PLYMOUTH, MN
3675 PLYMOUTH BOULEVARD, SUITE 110, PLYMOUTH, MN, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentHNWI represent 52.6% of total clients.
Top client categories% of clientsClients
1
HNWI
52.6%
60
2
Individuals
47.4%
54
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$222Mas of March 27, 2026
Discretionary98.7%
$219M
99% of total RAUM98.7%
Non-discretionary1.3%
$3M
1% of total RAUM1.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$222M
Total Accounts758
10Y AUM Change+$112M (+101.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee38:1
10Y Employee Change-1 (-25.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.