Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Northcrest Asset Management
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
WEALTH ENHANCEMENT GROUP, LLCDirect owner · Schedule AInterest in NORTHCREST ASSET MANAGEMENT
75%+
TA/WEG HOLDINGS, LLCIndirect owner · Schedule BInterest in WEG HOLDINGS, LLC
75%+
TA/WEG INTERMEDIATE HOLDINGS, LLCIndirect owner · Schedule BInterest in TA/WEG HOLDINGS, LLC
75%+
WEG PARENT, LLCIndirect owner · Schedule BInterest in TA/WEG INTERMEDIATE HOLDINGS, LLC
75%+
TA XIII-A, L.P.Indirect owner · Schedule BInterest in TA-WEG AGGREGATOR, LLC
75%+
WEG SUB HOLDINGS, LLCIndirect owner · Schedule BInterest in WEALTH ENHANCEMENT GROUP, LLC
75%+
WEG SUB INTERMEDIATE HOLDINGS, LLCIndirect owner · Schedule BInterest in WEG SUB HOLDINGS, LLC
75%+
WEG CONSOLIDATED, LLCIndirect owner · Schedule BInterest in WEG SUB INTERMEDIATE HOLDINGS, LLC
75%+
ONEX ISO LIMITED PARTNERSHIPIndirect owner · Schedule BInterest in WEG BLOCKER, LLC
75%+
ONEX PARTNERS CANADIAN GP INC.Indirect owner · Schedule BInterest in ONEX PARTNERS V GP LIMITED
75%+
ONEX CORPORATIONIndirect owner · Schedule BInterest in ONEX PARTNERS CANADIAN GP INC.
75%+
ONEX OP V HOLDINGS SARLIndirect owner · Schedule BInterest in ONEX CAPITAL V INTERNATIONAL GP LP
75%+
ONEX PARTNERS HOLDINGS LLCIndirect owner · Schedule BInterest in ONEX OP V HOLDINGS SARL
75%+
ONEX AMERICAN HOLDINGS SUBCO LLCIndirect owner · Schedule BInterest in ONEX PARTNERS HOLDINGS LLC
75%+
ONEX PRIVATE EQUITY HOLDINGS LLCIndirect owner · Schedule BInterest in ONEX AMERICAN HOLDINGS SUBCO LLC
75%+
ONEX CORPORATIONIndirect owner · Schedule BInterest in ONEX PRIVATE EQUITY HOLDINGS LLC
75%+
ONEX ISO LIMITED PARTNERSHIPIndirect owner · Schedule BInterest in ONEX ISO HOLDCO CORP.
75%+
WEG HOLDINGS, LLCIndirect owner · Schedule BInterest in WEG CONSOLIDATED, LLC
50% to < 75%
TA XIII-B, L.P.Indirect owner · Schedule BInterest in WEG BLOCKER, LLC
25% to < 50%
WEG BLOCKER, LLCIndirect owner · Schedule BInterest in WEG PARENT, LLC
25% to < 50%
TA-WEG AGGREGATOR, LLCIndirect owner · Schedule BInterest in WEG PARENT, LLC
25% to < 50%
ONEX ISO HOLDCO CORP.Indirect owner · Schedule BInterest in WEG CONSOLIDATED, LLC
25% to < 50%
ONEX PARTNERS V LPIndirect owner · Schedule BInterest in ONEX ISO LIMITED PARTNERSHIP
25% to < 50%
ONEX CAPITAL V INTERNATIONAL GP LPIndirect owner · Schedule BInterest in ONEX ISO LIMITED PARTNERSHIP
25% to < 50%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Northcrest Asset Management.
Reported ownership and control details
Form ADV · Filing date 2026-07-02 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | WEALTH ENHANCEMENT GROUP, LLCSOLE MEMBERDomestic entity | NORTHCREST ASSET MANAGEMENT | 75% or moreCode E | Yes | SOLE MEMBER03/2019 | Schedule APDF page 24 |
| 2 | JEFFREY THOMAS HAROLD DEKKOCHIEF MANAGER AND PRESIDENTIndividual | NORTHCREST ASSET MANAGEMENT | Less than 5%Code NA | Yes | CHIEF MANAGER AND PRESIDENT04/2021 | Schedule APDF page 24 |
| 3 | JAMES LOREN CAHNCHAIR OF THE INVESTMENT COMMITTEE AND CHIEF STRATEGY OFFICERIndividual | NORTHCREST ASSET MANAGEMENT | Less than 5%Code NA | Yes | CHAIR OF THE INVESTMENT COMMITTEE AND CHIEF STRATEGY OFFICER04/2021 | Schedule APDF page 24 |
| 4 | KELLY JOSEPH WINDORSKICHIEF FINANCIAL OFFICER AND TREASURERIndividual | NORTHCREST ASSET MANAGEMENT | Less than 5%Code NA | Yes | CHIEF FINANCIAL OFFICER AND TREASURER04/2021 | Schedule APDF page 24 |
| 5 | FREDERICK JAMES SHIDEMANCHIEF PLATFORM OFFICER AND CHIEF INFORMATION SECURITY OFFICERIndividual | NORTHCREST ASSET MANAGEMENT | Less than 5%Code NA | Yes | CHIEF PLATFORM OFFICER AND CHIEF INFORMATION SECURITY OFFICER04/2021 | Schedule APDF page 24 |
| 6 | JOSEPH ALAN DIECKHAUSCHIEF COMPLIANCE OFFICERIndividual | NORTHCREST ASSET MANAGEMENT | Less than 5%Code NA | Yes | CHIEF COMPLIANCE OFFICER04/2024 | Schedule APDF page 24 |
| 7 | WILLIAM HENRY RICESECRETARYIndividual | NORTHCREST ASSET MANAGEMENT | Less than 5%Code NA | Yes | SECRETARY06/2026 | Schedule APDF page 24 |
| 8 | VICTORIA DENAROASSISTANT SECRETARYIndividual | NORTHCREST ASSET MANAGEMENT | Less than 5%Code NA | Yes | ASSISTANT SECRETARY06/2026 | Schedule APDF page 24 |
| 9 | WEG HOLDINGS, LLCOWNERDomestic entity | WEG CONSOLIDATED, LLC | 50% to less than 75%Code D | Yes | OWNER10/2021 | Schedule BPDF page 25 |
| 10 | TA/WEG HOLDINGS, LLCOWNERDomestic entity | WEG HOLDINGS, LLC | 75% or moreCode E | Yes | OWNER10/2019 | Schedule BPDF page 25 |
| 11 | TA/WEG INTERMEDIATE HOLDINGS, LLCOWNERDomestic entity | TA/WEG HOLDINGS, LLC | 75% or moreCode E | Yes | OWNER10/2019 | Schedule BPDF page 25 |
| 12 | WEG PARENT, LLCOWNERDomestic entity | TA/WEG INTERMEDIATE HOLDINGS, LLC | 75% or moreCode E | Yes | OWNER10/2019 | Schedule BPDF page 25 |
| 13 | TA XIII-A, L.P.OWNERForeign entity | TA-WEG AGGREGATOR, LLC | 75% or moreCode E | Yes | OWNER10/2021 | Schedule BPDF page 25 |
| 14 | TA XIII-B, L.P.OWNERForeign entity | WEG BLOCKER, LLC | 25% to less than 50%Code C | Yes | OWNER02/2019 | Schedule BPDF page 25 |
| 15 | TA ASSOCIATES XIII GP, L.P.GENERAL PARTNERForeign entity | TA XIII-A, L.P. | Percentage not specifiedCode F | Yes | GENERAL PARTNER02/2019 | Schedule BPDF page 25 |
| 16 | TA ASSOCIATES XIII GP, L.P.GENERAL PARTNERForeign entity | TA XIII-B, L.P. | Percentage not specifiedCode F | Yes | GENERAL PARTNER02/2019 | Schedule BPDF page 25 |
| 17 | TA ASSOCIATES CAYMAN, LLCGENERAL PARTNERForeign entity | TA ASSOCIATES XIII GP, L.P. | Percentage not specifiedCode F | Yes | GENERAL PARTNER02/2019 | Schedule BPDF page 25 |
| 18 | WEG BLOCKER, LLCOWNERDomestic entity | WEG PARENT, LLC | 25% to less than 50%Code C | Yes | OWNER10/2019 | Schedule BPDF page 25 |
| 19 | WEG SUB HOLDINGS, LLCOWNERDomestic entity | WEALTH ENHANCEMENT GROUP, LLC | 75% or moreCode E | Yes | OWNER08/2021 | Schedule BPDF page 25 |
| 20 | WEG SUB INTERMEDIATE HOLDINGS, LLCOWNERDomestic entity | WEG SUB HOLDINGS, LLC | 75% or moreCode E | Yes | OWNER08/2021 | Schedule BPDF page 25 |
| 21 | WEG CONSOLIDATED, LLCOWNERDomestic entity | WEG SUB INTERMEDIATE HOLDINGS, LLC | 75% or moreCode E | Yes | OWNER08/2021 | Schedule BPDF page 25 |
| 22 | TA-WEG AGGREGATOR, LLCOWNERDomestic entity | WEG PARENT, LLC | 25% to less than 50%Code C | Yes | OWNER10/2019 | Schedule BPDF page 25 |
| 23 | ONEX ISO HOLDCO CORP.OWNERDomestic entity | WEG CONSOLIDATED, LLC | 25% to less than 50%Code C | Yes | OWNER10/2021 | Schedule BPDF page 25 |
| 24 | ONEX ISO LIMITED PARTNERSHIPOWNERDomestic entity | WEG BLOCKER, LLC | 75% or moreCode E | Yes | OWNER10/2021 | Schedule BPDF page 25 |
| 25 | ONEX PARTNERS V LPOWNERForeign entity | ONEX ISO LIMITED PARTNERSHIP | 25% to less than 50%Code C | Yes | OWNER09/2021 | Schedule BPDF page 25 |
| 26 | ONEX PARTNERS V GP LPGENERAL PARTNERForeign entity | ONEX PARTNERS V LP | Percentage not specifiedCode F | Yes | GENERAL PARTNER03/2017 | Schedule BPDF page 25 |
| 27 | ONEX PARTNERS V GP LIMITEDGENERAL PARTNERForeign entity | ONEX PARTNERS V GP LP | Percentage not specifiedCode F | Yes | GENERAL PARTNER03/2017 | Schedule BPDF page 25 |
| 28 | ONEX PARTNERS CANADIAN GP INC.OWNERForeign entity | ONEX PARTNERS V GP LIMITED | 75% or moreCode E | Yes | OWNER03/2017 | Schedule BPDF page 25 |
| 29 | ONEX CORPORATIONOWNERForeign entity | ONEX PARTNERS CANADIAN GP INC. | 75% or moreCode E | Yes | OWNER11/2007 | Schedule BPDF page 25 |
| 30 | ONEX CAPITAL V INTERNATIONAL GP LPOWNERForeign entity | ONEX ISO LIMITED PARTNERSHIP | 25% to less than 50%Code C | Yes | OWNER11/2021 | Schedule BPDF page 25 |
| 31 | ONEX OP V HOLDINGS SARLOWNERForeign entity | ONEX CAPITAL V INTERNATIONAL GP LP | 75% or moreCode E | Yes | OWNER06/2021 | Schedule BPDF page 25 |
| 32 | ONEX PARTNERS HOLDINGS LLCOWNERDomestic entity | ONEX OP V HOLDINGS SARL | 75% or moreCode E | Yes | OWNER06/2020 | Schedule BPDF page 25 |
| 33 | ONEX AMERICAN HOLDINGS SUBCO LLCOWNERDomestic entity | ONEX PARTNERS HOLDINGS LLC | 75% or moreCode E | Yes | OWNER05/2014 | Schedule BPDF page 25 |
| 34 | ONEX PRIVATE EQUITY HOLDINGS LLCOWNERDomestic entity | ONEX AMERICAN HOLDINGS SUBCO LLC | 75% or moreCode E | Yes | OWNER07/2004 | Schedule BPDF page 25 |
| 35 | ONEX PARTNERS V GP LIMITEDGENERAL PARTNERForeign entity | ONEX CAPITAL V INTERNATIONAL GP LP | Percentage not specifiedCode F | Yes | GENERAL PARTNER03/2020 | Schedule BPDF page 25 |
| 36 | ONEX CORPORATIONOWNERForeign entity | ONEX PRIVATE EQUITY HOLDINGS LLC | 75% or moreCode E | No | OWNER12/2020 | Schedule BPDF page 25 |
| 37 | ONEX ISO LIMITED PARTNERSHIPOWNERDomestic entity | ONEX ISO HOLDCO CORP. | 75% or moreCode E | Yes | OWNER08/2021 | Schedule BPDF page 25 |
| 38 | ONEX PARTNERS V GP LIMITEDGENERAL PARTNERForeign entity | ONEX ISO LIMITED PARTNERSHIP | Percentage not specifiedCode F | Yes | GENERAL PARTNER09/2021 | Schedule BPDF page 25 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 7/2/2026 11:37:45 AM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.