Firm profile

TIDAL INVESTMENTS LLC

MILWAUKEE, WICRD 164201Latest ADV March 27, 2026

Tidal Investments LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Milwaukee, WI. Its latest Form ADV filing, dated March 27, 2026, reports $45.8B in regulatory assets under management, 207 employees, 4 offices, and 491 accounts.

Assets Under Management
$45.8B
Employees
207
Offices
4 offices
Total Clients
343
Primary office
MILWAUKEE, WI
234 WEST FLORIDA STREET, SUITE 700, MILWAUKEE, WI, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

5 roles identified
CEOGavin C. Filmore
CCOWilliam H. Woolverton
CFORonnie J. Riven

Advisory services offered

6 types reported
Other advisory services
Pension consulting services
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentInvestment Cos. represent 86.3% of total clients.
Top client categories% of clientsClients
1
Investment Cos.
86.3%
296
2
Pension Plans
3.5%
12
3
Pooled Investment Vehicles
2.9%
10
4
Individuals
2.3%
8
5
Charitable
2.3%
8

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$45.8Bas of March 27, 2026
Discretionary100.0%
$45.8B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$45.8B
Total Accounts491
10Y AUM Change+$45.5B (+12235.1%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees207
Clients per Employee2:1
10Y Employee Change+199 (+2487.5%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.