Top client segmentIndividuals represent 63.7% of total clients.
Top client categories% of clientsClients
1
Individuals
63.7%
153,711
2
HNWI
34.1%
82,420
3
Pension Plans
0.7%
1,709
4
Corporations
0.7%
1,669
5
Charitable
0.6%
1,433
Additional categories (<0.1%)
Government76 clients
Insurance Cos.22 clients
TAFT HARTLEY, UNION PENSION PLANS21 clients
Banks18 clients
Investment Cos.18 clients
Pooled Investment Vehicles8 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$394.1Bas of April 20, 2026
Discretionary73.5%
$289.5B
73% of total RAUM73.5%
Non-discretionary26.5%
$104.6B
27% of total RAUM26.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$394.1B
Total Accounts367,123
10Y AUM Change+$286.5B (+266.3%)
Rialytix.com
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4,322
Clients per Employee56:1
10Y Employee Change+1,964 (+83.3%)
Rialytix.com
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.