SAN FRANCISCO, CACRD 155168Latest ADV March 27, 2026
Saxon Securities LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in San Francisco, CA. Its latest Form ADV filing, dated March 27, 2026, reports $95M in regulatory assets under management, 2 employees, and 25 accounts.
Assets Under Management
$95M
Employees
2
Offices
--
Total Clients
25
Primary office
SAN FRANCISCO, CA
611 GATEWAY BOULEVARD, SUITE 120 #1003, SAN FRANCISCO, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentCharitable represent 28.0% of total clients.
Top client categories% of clientsClients
1
Charitable
28.0%
7
2
Other Advisers
28.0%
7
3
Government
20.0%
5
4
Corporations
20.0%
5
5
HNWI
4.0%
1
Categories with <5 clients
High net worth individuals (HNWI)<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$95Mas of March 27, 2026
Discretionary100.0%
$95M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$95M
Total Accounts25
10Y AUM Change$-562M (-85.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee13:1
10Y Employee Change-5 (-71.4%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.