Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Two West Capital Advisors LLC
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
HIGGINBOTHAM FINANCIAL HOLDINGS, LLCDirect owner · Schedule AInterest in TWO WEST CAPITAL ADVISORS LLC
75%+
HIG OPERATIONS HOLDINGS, INC.Indirect owner · Schedule BInterest in HIGGINBOTHAM FINANCIAL HOLDINGS, LLC
75%+
HIG HOLDINGS INC.Indirect owner · Schedule BInterest in HIG OPERATIONS HOLDINGS, INC.
75%+
HIG INTERMEDIATE, INC.Indirect owner · Schedule BInterest in HIG HOLDINGS INC.
75%+
HIGGINBOTHAM INVESTMENT HOLDINGS, LPIndirect owner · Schedule BInterest in HIG INTERMEDIATE, INC.
75%+
HIGGINBOTHAM INVESTMENT HOLDINGS GP, LLCIndirect owner · Schedule BInterest in HIGGINBOTHAM INVESTMENT HOLDINGS, LP
75%+
HIG HOLDINGS, LLCIndirect owner · Schedule BInterest in HIGGINBOTHAM INVESTMENT HOLDINGS, LP
50% to < 75%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Two West Capital Advisors LLC.
Reported ownership and control details
Form ADV · Filing date 2026-08-29 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | MARKO DAMIAN UNGASHICKMANAGER, CEOIndividual | TWO WEST CAPITAL ADVISORS LLC | Less than 5%Code NA | Yes | MANAGER, CEO08/2026 | Schedule APDF page 21 |
| 2 | RYAN KENT RINKMANAGER, PRESIDENTIndividual | TWO WEST CAPITAL ADVISORS LLC | Less than 5%Code NA | Yes | MANAGER, PRESIDENT08/2026 | Schedule APDF page 21 |
| 3 | JOHN VERNON CUSHENBERYMANAGER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICERIndividual | TWO WEST CAPITAL ADVISORS LLC | Less than 5%Code NA | Yes | MANAGER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER08/2026 | Schedule APDF page 21 |
| 4 | HIGGINBOTHAM FINANCIAL HOLDINGS, LLCMEMBERDomestic entity | TWO WEST CAPITAL ADVISORS LLC | 75% or moreCode E | Yes | MEMBER08/2026 | Schedule APDF page 21 |
| 5 | Anthony James HaasVICE PRESIDENTIndividual | TWO WEST CAPITAL ADVISORS LLC | Less than 5%Code NA | Yes | VICE PRESIDENT08/2026 | Schedule APDF page 21 |
| 6 | ANDREW J MICHCHIEF OPERATING OFFICERIndividual | TWO WEST CAPITAL ADVISORS LLC | Less than 5%Code NA | Yes | CHIEF OPERATING OFFICER08/2026 | Schedule APDF page 21 |
| 7 | ROBERT OBEIRNEVICE PRESIDENTIndividual | TWO WEST CAPITAL ADVISORS LLC | Less than 5%Code NA | No | VICE PRESIDENT08/2026 | Schedule APDF page 21 |
| 8 | HIG OPERATIONS HOLDINGS, INC.SOLE LLC MEMBER (100% OWNER) OF HIGGINBOTHAM FINANCIAL HOLDINGS, LLCDomestic entity | HIGGINBOTHAM FINANCIAL HOLDINGS, LLC | 75% or moreCode E | Yes | SOLE LLC MEMBER (100% OWNER) OF HIGGINBOTHAM FINANCIAL HOLDINGS, LLC11/2025 | Schedule BPDF page 22 |
| 9 | HIG HOLDINGS INC.COMMON STOCK SHAREHOLDER (100% OWNER) OF HIG OPERATIONS HOLDINGS, INC.Domestic entity | HIG OPERATIONS HOLDINGS, INC. | 75% or moreCode E | Yes | COMMON STOCK SHAREHOLDER (100% OWNER) OF HIG OPERATIONS HOLDINGS, INC.08/2007 | Schedule BPDF page 22 |
| 10 | HIG INTERMEDIATE, INC.COMMON STOCK SHAREHOLDER (100% OWNER) OF HIG HOLDINGS, INC.Domestic entity | HIG HOLDINGS INC. | 75% or moreCode E | Yes | COMMON STOCK SHAREHOLDER (100% OWNER) OF HIG HOLDINGS, INC.11/2025 | Schedule BPDF page 22 |
| 11 | HIGGINBOTHAM INVESTMENT HOLDINGS, LPCOMMON STOCK SHAREHOLDER (100% OWNER)Domestic entity | HIG INTERMEDIATE, INC. | 75% or moreCode E | Yes | COMMON STOCK SHAREHOLDER (100% OWNER)11/2025 | Schedule BPDF page 22 |
| 12 | HIG HOLDINGS, LLCLIMITED PARTNERDomestic entity | HIGGINBOTHAM INVESTMENT HOLDINGS, LP | 50% to less than 75%Code D | Yes | LIMITED PARTNER11/2025 | Schedule BPDF page 22 |
| 13 | HIGGINBOTHAM INVESTMENT HOLDINGS GP, LLCGENERAL PARTNERDomestic entity | HIGGINBOTHAM INVESTMENT HOLDINGS, LP | 75% or moreCode E | Yes | GENERAL PARTNER11/2025 | Schedule BPDF page 22 |
| 14 | James R ReidELECTED MANAGER: HIG HOLDINGS, LLC,HIGGINBOTHAM FINANCIAL HOLDINGS, LLC & HIGGINBOTHAM INVESTMENT HOLDINGS GP, LLC&Individual | HIGGINBOTHAM FINANCIAL HOLDINGS, LLC | Percentage not specifiedCode F | Yes | ELECTED MANAGER: HIG HOLDINGS, LLC,HIGGINBOTHAM FINANCIAL HOLDINGS, LLC & HIGGINBOTHAM INVESTMENT HOLDINGS GP, LLC&11/2025 | Schedule BPDF page 22 |
| 15 | WESLEY SNOWELECTED MANAGER: HIG HOLDINGS, LLC & HIGGINBOTHAM FINANCIAL HOLDINGS, LLCIndividual | HIG HOLDINGS, LLC | Percentage not specifiedCode F | Yes | ELECTED MANAGER: HIG HOLDINGS, LLC & HIGGINBOTHAM FINANCIAL HOLDINGS, LLC11/2025 | Schedule BPDF page 22 |
| 16 | BRETT L LONGENECKERELECTED MANAGER: HIGGINBOTHAM FINANCIAL HOLDINGS, LLCIndividual | HIGGINBOTHAM FINANCIAL HOLDINGS, LLC | Percentage not specifiedCode F | Yes | ELECTED MANAGER: HIGGINBOTHAM FINANCIAL HOLDINGS, LLC11/2025 | Schedule BPDF page 22 |
| 17 | WARREN EDWARD BARHORSTELECTED MANAGER: HIGGINBOTHAM FINANCIAL HOLDINGS, LLCIndividual | HIGGINBOTHAM FINANCIAL HOLDINGS, LLC | Percentage not specifiedCode F | Yes | ELECTED MANAGER: HIGGINBOTHAM FINANCIAL HOLDINGS, LLC11/2025 | Schedule BPDF page 22 |
| 18 | Christopher RookerELECTED MANAGER: HIG HOLDINGS, LLCIndividual | HIG HOLDINGS, LLC | Percentage not specifiedCode F | Yes | ELECTED MANAGER: HIG HOLDINGS, LLC11/2025 | Schedule BPDF page 22 |
| 19 | MICHAEL KEELAN PARKSELECTED MANAGER: HIG HOLDINGS, LLCIndividual | HIG HOLDINGS, LLC | Percentage not specifiedCode F | Yes | ELECTED MANAGER: HIG HOLDINGS, LLC11/2025 | Schedule BPDF page 22 |
| 20 | JAMES DALE HUBBARDELECTED MANAGER: HIG HOLDINGS, LLCIndividual | HIG HOLDINGS, LLC | Percentage not specifiedCode F | Yes | ELECTED MANAGER: HIG HOLDINGS, LLC11/2025 | Schedule BPDF page 22 |
| 21 | Mary RussellELECTED MANAGER: HIG HOLDINGS, LLCIndividual | HIG HOLDINGS, LLC | Percentage not specifiedCode F | Yes | ELECTED MANAGER: HIG HOLDINGS, LLC11/2025 | Schedule BPDF page 22 |
| 22 | JAMES ANTHONY KRAUSEELECTED MANAGER: HIG HOLDINGS, LLC & HIGGINBOTHAM INVESTMENT HOLDINGS GP, LLCIndividual | HIG HOLDINGS, LLC | Percentage not specifiedCode F | Yes | ELECTED MANAGER: HIG HOLDINGS, LLC & HIGGINBOTHAM INVESTMENT HOLDINGS GP, LLC11/2025 | Schedule BPDF page 23 |
| 23 | DARRAN ALLAN BAIRDELECTED MANAGERIndividual | HIGGINBOTHAM INVESTMENT HOLDINGS GP, LLC | Percentage not specifiedCode F | Yes | ELECTED MANAGER11/2025 | Schedule BPDF page 23 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 8/29/2026 9:57:21 AM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.