OVERLAND PARK, KSCRD 134530Latest ADV February 9, 2026
Steffes Financial, Ltd is an SEC registered investment adviser organized as a corporation with a primary office location in Overland Park, KS. Its latest Form ADV filing, dated February 9, 2026, reports $611M in regulatory assets under management, 4 employees, and 652 accounts.
Assets Under Management
$611M
Employees
4
Offices
--
Total Clients
265
Primary office
OVERLAND PARK, KS
8655 COLLEGE BLVD, SUITE 101, OVERLAND PARK, KS, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Hourly charges
Sources checked May 15, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 47.5% of total clients.
Top client categories% of clientsClients
1
Individuals
47.5%
126
2
HNWI
34.7%
92
3
Pension Plans
17.7%
47
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$611Mas of February 9, 2026
Discretionary58.0%
$355M
58% of total RAUM58.0%
Non-discretionary42.0%
$257M
42% of total RAUM42.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$611M
Total Accounts652
10Y AUM Change+$312M (+104.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee66:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.