Financial Strategies, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Brookfield, WI. Its latest Form ADV filing, dated March 9, 2026, reports $150M in regulatory assets under management, 6 employees, and 560 accounts.
Assets Under Management
$150M
Employees
6
Offices
--
Total Clients
199
Primary office
BROOKFIELD, WI
13555 BISHOPS COURT, SUITE 340, BROOKFIELD, WI, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 90.5% of total clients.
Top client categories% of clientsClients
1
Individuals
90.5%
180
2
HNWI
9.5%
19
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$150Mas of March 9, 2026
Discretionary100.0%
$150M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$150M
Total Accounts560
10Y AUM Change+$29M (+23.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees6
Clients per Employee33:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.