BROOKFIELD, WICRD 130919Latest ADV January 30, 2026
Brook Capital is an SEC registered investment adviser with a primary office location in Brookfield, WI. Its latest Form ADV filing, dated January 30, 2026, reports $283M in regulatory assets under management, 5 employees, and 1,490 accounts.
Assets Under Management
$283M
Employees
5
Offices
--
Total Clients
631
Primary office
BROOKFIELD, WI
675 N.BARKER ROAD, SUITE #200, BROOKFIELD, WI, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 88.4% of total clients.
Top client categories% of clientsClients
1
Individuals
88.4%
558
2
HNWI
10.8%
68
3
Corporations
0.6%
4
4
Pension Plans
0.2%
1
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$283Mas of January 30, 2026
Discretionary47.7%
$135M
48% of total RAUM47.7%
Non-discretionary52.3%
$148M
52% of total RAUM52.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$283M
Total Accounts1,490
10Y AUM Change+$160M (+130.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee126:1
10Y Employee Change-2 (-28.6%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.