Firm profile

ANNEX WEALTH MANAGEMENT, LLC

BROOKFIELD, WICRD 127987Latest ADV April 17, 2026

Annex Wealth Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Brookfield, WI. Its latest Form ADV filing, dated April 17, 2026, reports $8.1B in regulatory assets under management, 151 employee, 8 offices, and 22,003 accounts.

Assets Under Management
$8.1B
Employees
151
Offices
8 offices
Total Clients
6,802
Primary office
BROOKFIELD, WI
17950 W. CORPORATE DRIVE, SUITE 300, BROOKFIELD, WI, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CEODavid J. Spano
CCONaomi K. Ackley

Advisory services offered

8 types reported
Educational seminars/workshops
Financial Planning Services
Other advisory services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 14, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 56.1% of total clients.
Top client categories% of clientsClients
1
Individuals
56.1%
3,819
2
HNWI
42.5%
2,891
3
Pension Plans
1.2%
85
4
Charitable
0.1%
7
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
State or municipal government entities (including govt. pension plans)<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$8.1Bas of April 17, 2026
Discretionary97.0%
$7.8B
97% of total RAUM97.0%
Non-discretionary3.0%
$239M
3% of total RAUM3.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$8.1B
Total Accounts22,003
10Y AUM Change+$6.7B (+482.7%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees151
Clients per Employee45:1
10Y Employee Change+91 (+151.7%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.