Firm profile

STERLING CAPITAL MANAGEMENT INC

BROOKFIELD, WICRD 106822Latest ADV March 24, 2026

Sterling Capital Management Inc is an SEC registered investment adviser organized as a corporation with a primary office location in Brookfield, WI. Its latest Form ADV filing, dated March 24, 2026, reports $297M in regulatory assets under management, 3 employees, and 388 accounts.

Assets Under Management
$297M
Employees
3
Offices
--
Total Clients
388
Primary office
BROOKFIELD, WI
17160 W. NORTH AVE, SUITE 200, BROOKFIELD, WI, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links
Phone(262) 970-9700
WebsiteNot reported
LinkedInNot reported

Leadership

2 roles identified
CEOThomas J. Portz
CCOThomas J. Portz

Advisory services offered

5 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

4 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 54.1% of total clients.
Top client categories% of clientsClients
1
Individuals
54.1%
210
2
HNWI
31.7%
123
3
Irrevocable Trusts/Estates
10.6%
41
4
Corporations
1.8%
7
5
Charitable
1.3%
5
Categories with <5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$297Mas of March 24, 2026
Discretionary76.6%
$227M
77% of total RAUM76.6%
Non-discretionary23.4%
$70M
23% of total RAUM23.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$297M
Total Accounts388
10Y AUM Change+$143M (+92.9%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees3
Clients per Employee129:1
10Y Employee Change0 (0.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.