Tanaka Capital Management Inc is an SEC registered investment adviser organized as a corporation with a primary office location in Greenwich, CT. Its latest Form ADV filing, dated March 31, 2026, reports $69M in regulatory assets under management, 3 employees, and 21 accounts.
Assets Under Management
$69M
Employees
3
Offices
--
Total Clients
18
Primary office
GREENWICH, CT
777 WEST PUTNAM AVENUE, SUITE 300, GREENWICH, CT, United States
Portfolio management for individuals and small businesses
Portfolio management for investment companies
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 50.0% of total clients.
Top client categories% of clientsClients
1
Individuals
50.0%
9
2
HNWI
38.9%
7
3
Investment Cos.
5.6%
1
4
Pension Plans
5.6%
1
Categories with <5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$69Mas of March 31, 2026
Discretionary100.0%
$69M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$69M
Total Accounts21
10Y AUM Change+$21M (+42.3%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee6:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.