Firm profile

COMPASS FINANCIAL ADVISORS LLC

FORT WAYNE, INCRD 109131Latest ADV March 26, 2026

Compass Financial Advisors LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Fort Wayne, IN. Its latest Form ADV filing, dated March 26, 2026, reports $282M in regulatory assets under management, 9 employees, 3 offices, and 730 accounts.

Assets Under Management
$282M
Employees
9
Offices
3 offices
Total Clients
659
Primary office
FORT WAYNE, IN
9933 DUPONT CIRCLE DRIVE WEST, SUITE 100, FORT WAYNE, IN, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CEOJames J. Bobos
CCOKevin M. Kim
COOKurt A. Gutman

Advisory services offered

4 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 74.2% of total clients.
Top client categories% of clientsClients
1
Individuals
74.2%
489
2
HNWI
22.0%
145
3
Pension Plans
2.4%
16
4
Charitable
0.9%
6
5
Corporations
0.3%
2
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
State or municipal government entities (including govt. pension plans)<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$282Mas of March 26, 2026
Discretionary99.5%
$281M
100% of total RAUM99.5%
Non-discretionary0.5%
$1M
0% of total RAUM0.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$282M
Total Accounts730
10Y AUM Change+$87M (+44.9%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees9
Clients per Employee73:1
10Y Employee Change-3 (-25.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.