OVERLAND PARK, KSCRD 107999Latest ADV March 27, 2026
Stepp & Rothwell Inc is an SEC registered investment adviser organized as a corporation with a primary office location in Overland Park, KS. Its latest Form ADV filing, dated March 27, 2026, reports $1.1B in regulatory assets under management, 25 employees, 1 office, and 2,283 accounts.
Assets Under Management
$1.1B
Employees
25
Offices
1 office
Total Clients
340
Primary office
OVERLAND PARK, KS
7300 COLLEGE BOULEVARD, SUITE 100, OVERLAND PARK, KS, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentHNWI represent 80.6% of total clients.
Top client categories% of clientsClients
1
HNWI
80.6%
274
2
Individuals
19.1%
65
3
Charitable
0.3%
1
Categories with <5 clients
Charitable Organizations<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.1Bas of March 27, 2026
Discretionary90.5%
$954M
90% of total RAUM90.5%
Non-discretionary9.5%
$101M
10% of total RAUM9.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$1.1B
Total Accounts2,283
10Y AUM Change+$480M (+83.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees25
Clients per Employee14:1
10Y Employee Change+5 (+25.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.