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Top RIA Firms in Waukesha, Wisconsin

Explore the top 25 Registered investment advisers, single family offices, multi-family offices and private wealth management firms headquartered in Waukesha, Wisconsin. This hub covers 8 matching firms with $19.2B in total reported AUM and median AUM of $1.3B.

Firms

Matching current profiles

Total AUM

$19.2B

Reported regulatory AUM

Median AUM

$1.3B

Across firms with AUM

Largest firm

$6.9B

Provident Trust Company

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Top RIAs discovered by AUM

Compare RIAs using AUM growth, employee and account signals

Firm	Location	Current AUM↓	1YR AUM↕	3YR AUM↕	5YR AUM↕	Total AUM↕	Employee Signal↕	Account Signal↕
1. Provident Trust Company CRD 110118 · Corporation	WAUKESHA, WI	$6.9B Apr 2026	+$240.3M+3.6%	+$2.0B+41.7%	+$2.2B+46.7%	+$5.5B+409.0%	-1 employees-7.7% over 3Y	-169 accounts-14.0% over 3Y
2. Dana Investment Advisors INC CRD 105879 · Corporation	WAUKESHA, WI	$6.1B Mar 2026	+$1.6B+34.9%	+$1.4B+30.8%	+$1.5B+33.6%	+$2.4B+66.0%	+13 employees+27.7% over 3Y	+1,204 accounts+43.4% over 3Y
3. Ellenbecker Investment Group CRD 173851 · Corporation	WAUKESHA, WI	$2.1B Mar 2026	+$331.4M+19.1%	+$811.9M+64.9%	+$941.3M+83.9%	—	+17 employees+50.0% over 3Y	+328 accounts+16.7% over 3Y
4. Iag Wealth Partners, LLC CRD 109721 · Limited Liability Company	WAUKESHA, WI	$1.9B Mar 2026	+$283.6M+17.9%	+$767.1M+69.6%	+$931.9M+99.4%	+$1.5B+367.2%	+1 employees+7.1% over 3Y	+1,357 accounts+27.4% over 3Y
5. Capital Innovations, LLC CRD 145329 · Limited Liability Company	WAUKESHA, WI	$806.7M Mar 2026	+$433.7M+116.3%	+$599.1M+288.6%	+$633.3M+365.4%	+$661.9M+457.3%	-3 employees-42.9% over 3Y	-40 accounts-81.6% over 3Y
6. Global View Capital Management LLC CRD 158292 · Limited Liability Company	WAUKESHA, WI	$775.2M May 2026	+$67.2M+9.5%	+$184.0M+31.1%	+$270.4M+53.6%	—	+5 employees+4.3% over 3Y	+2,528 accounts+39.9% over 3Y
7. Drake & Associates, LLC CRD 154854 · Limited Liability Company	WAUKESHA, WI	$607.3M Apr 2026	+$188.5M+45.0%	+$380.1M+167.3%	+$443.9M+271.7%	+$505.3M+495.5%	+25 employees+277.8% over 3Y	+1,360 accounts+66.6% over 3Y
8. Morgan-Aly Wealth Management, LLC CRD 328483 · Limited Liability Company	WAUKESHA, WI	$105.3M Apr 2026	—	—	—	$0+0.0%	0 employees+0.0% over Total	0 accounts+0.0% over Total

Methodology

Top firms are ranked by their current AUM values. Growth $ and % values compare current reported AUM, employee count, and account counts against the latest historical filing on or before the 1 year, 3 year, and 5 year lookback dates, plus the earliest available historical filing for total growth. Metrics may show a dash where historical filings are unavailable or not reliable enough for the lookback period. This is not investment advice.