Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Dana Investment Advisors Inc.
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
MARK RICHARD MIRSBERGERDirect owner · Schedule AInterest in DANA INVESTMENT ADVISORS INC
25% to < 50%
JEROME JOSEPH VERANTHDirect owner · Schedule AInterest in DANA INVESTMENT ADVISORS INC
10% to < 25%
STEWART FAMILY IRREVOCABLE TRUSTDirect owner · Schedule AInterest in DANA INVESTMENT ADVISORS INC
5% to < 10%
DUANE RUDOLPH ROBERTSDirect owner · Schedule AInterest in DANA INVESTMENT ADVISORS INC
5% to < 10%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Dana Investment Advisors Inc..
No indirect ownership information reported in the source’s Schedule B.
Reported ownership and control details
Form ADV · Filing date 2026-03-24 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | JEROME JOSEPH VERANTHEXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICERIndividual | DANA INVESTMENT ADVISORS INC | 10% to less than 25%Code B | Yes | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER01/2006 | Schedule APDF page 23 |
| 2 | MARK RICHARD MIRSBERGERCEO, COO & TREASURERIndividual | DANA INVESTMENT ADVISORS INC | 25% to less than 50%Code C | Yes | CEO, COO & TREASURER12/2003 | Schedule APDF page 23 |
| 3 | MARC ANDRE KAMBEREXECUTIVE VICE PRESIDENTIndividual | DANA INVESTMENT ADVISORS INC | Less than 5%Code NA | No | EXECUTIVE VICE PRESIDENT02/1991 | Schedule APDF page 23 |
| 4 | MICHAEL CHRISTOPHER STEWARTEXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICERIndividual | DANA INVESTMENT ADVISORS INC | Less than 5%Code NA | Yes | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER09/2006 | Schedule APDF page 23 |
| 5 | ROBERT GLEN LEUTYDIRECTOR OF FIXED INCOMEIndividual | DANA INVESTMENT ADVISORS INC | Less than 5%Code NA | No | DIRECTOR OF FIXED INCOME12/2016 | Schedule APDF page 23 |
| 6 | GREGORY ALAN DAHLMANSENIOR VICE PRESIDENTIndividual | DANA INVESTMENT ADVISORS INC | Less than 5%Code NA | No | SENIOR VICE PRESIDENT02/2006 | Schedule APDF page 23 |
| 7 | MICHAEL RICHARD HONKAMPSENIOR VICE PRESIDENTIndividual | DANA INVESTMENT ADVISORS INC | Less than 5%Code NA | No | SENIOR VICE PRESIDENT03/2005 | Schedule APDF page 23 |
| 8 | STEWART FAMILY IRREVOCABLE TRUSTTRUSTDomestic entity | DANA INVESTMENT ADVISORS INC | 5% to less than 10%Code A | No | TRUST01/2003 | Schedule APDF page 23 |
| 9 | DUANE RUDOLPH ROBERTSDIRECTOR OF FAITH AND VALUES- BASED STRATEGIESIndividual | DANA INVESTMENT ADVISORS INC | 5% to less than 10%Code A | Yes | DIRECTOR OF FAITH AND VALUES- BASED STRATEGIES10/2025 | Schedule APDF page 23 |
| 10 | BRIAN VICTOR LEHKYSENIOR VICE PRESIDENTIndividual | DANA INVESTMENT ADVISORS INC | Less than 5%Code NA | No | SENIOR VICE PRESIDENT09/2018 | Schedule APDF page 24 |
| 11 | NOAMAN A.Q. SHARIEFSENIOR VICE PRESIDENTIndividual | DANA INVESTMENT ADVISORS INC | Less than 5%Code NA | No | SENIOR VICE PRESIDENT09/2018 | Schedule APDF page 24 |
| 12 | LORI ANNE SALYERSVICE PRESIDENT - COMPLIANCEIndividual | DANA INVESTMENT ADVISORS INC | Less than 5%Code NA | No | VICE PRESIDENT - COMPLIANCE10/2025 | Schedule APDF page 24 |
| 13 | DAVID M STAMMSENIOR VICE PRESIDENTIndividual | DANA INVESTMENT ADVISORS INC | Less than 5%Code NA | No | SENIOR VICE PRESIDENT07/2009 | Schedule APDF page 24 |
| 14 | MATTHEW ROBERT SLOWINSKISENIOR VICE PRESIDENTIndividual | DANA INVESTMENT ADVISORS INC | Less than 5%Code NA | No | SENIOR VICE PRESIDENT09/2018 | Schedule APDF page 24 |
| 15 | JAY BRIAN KAUNSENIOR VICE PRESIDENTIndividual | DANA INVESTMENT ADVISORS INC | Less than 5%Code NA | No | SENIOR VICE PRESIDENT07/2015 | Schedule APDF page 24 |
| 16 | STEVEN ALLEN JAEGERVICE PRESIDENT, WEALTH MANAGEMENTIndividual | DANA INVESTMENT ADVISORS INC | Less than 5%Code NA | No | VICE PRESIDENT, WEALTH MANAGEMENT10/2025 | Schedule APDF page 24 |
| 17 | JEFFRY J BRIGMANSENIOR VICE PRESIDENTIndividual | DANA INVESTMENT ADVISORS INC | Less than 5%Code NA | No | SENIOR VICE PRESIDENT05/2022 | Schedule APDF page 24 |
| 18 | GARRETT JOSEPH BRIGMANVICE PRESIDENT, WEALTH MANAGEMENTIndividual | DANA INVESTMENT ADVISORS INC | Less than 5%Code NA | No | VICE PRESIDENT, WEALTH MANAGEMENT10/2025 | Schedule APDF page 24 |
| 19 | JAMES CHARLES JANIKOWSKISENIOR VICE PRESIDENTIndividual | DANA INVESTMENT ADVISORS INC | Less than 5%Code NA | No | SENIOR VICE PRESIDENT05/2022 | Schedule APDF page 24 |
| 20 | THOMAS J WICKMANSENIOR VICE PRESIDENTIndividual | DANA INVESTMENT ADVISORS INC | Less than 5%Code NA | No | SENIOR VICE PRESIDENT05/2022 | Schedule APDF page 24 |
| 21 | MIKHAIL I ALKHAZOVSENIOR VICE PRESIDENT AND PORTFOLIO MANAGERIndividual | DANA INVESTMENT ADVISORS INC | Less than 5%Code NA | No | SENIOR VICE PRESIDENT AND PORTFOLIO MANAGER10/2025 | Schedule APDF page 24 |
| 22 | SEAN ANDREW MCLEODSENIOR VICE PRESIDENT AND PORTFOLIO MANAGERIndividual | DANA INVESTMENT ADVISORS INC | Less than 5%Code NA | No | SENIOR VICE PRESIDENT AND PORTFOLIO MANAGER10/2025 | Schedule APDF page 24 |
| 23 | WILLIAM GEORGE CHARCALISMANAGING DIRECTOR, EXECUTIVE VICE PRESIDENT AND SENIOR PORTFOLIO MANAGERIndividual | DANA INVESTMENT ADVISORS INC | Less than 5%Code NA | No | MANAGING DIRECTOR, EXECUTIVE VICE PRESIDENT AND SENIOR PORTFOLIO MANAGER03/2024 | Schedule APDF page 24 |
| 24 | David Brandt WeinsteinSENIOR VICE PRESIDENT AND PORTFOLIO MANAGERIndividual | DANA INVESTMENT ADVISORS INC | Less than 5%Code NA | No | SENIOR VICE PRESIDENT AND PORTFOLIO MANAGER01/2021 | Schedule APDF page 24 |
| 25 | DANIEL GLENN SIEVERSVICE PRESIDENT AND EQUITY PORTFOLIO MANAGERIndividual | DANA INVESTMENT ADVISORS INC | Less than 5%Code NA | No | VICE PRESIDENT AND EQUITY PORTFOLIO MANAGER04/2025 | Schedule APDF page 24 |
| 26 | JAMES MICHAEL MIRSBERGERINVESTMENT ADVISOR REPRESENTATIVEIndividual | DANA INVESTMENT ADVISORS INC | Less than 5%Code NA | No | INVESTMENT ADVISOR REPRESENTATIVE11/2024 | Schedule APDF page 24 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 3/24/2026 4:50:09 PM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.