Drake & Associates, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Waukesha, WI. Its latest Form ADV filing, dated April 2, 2026, reports $607M in regulatory assets under management, 34 employees, 1 office, and 3,401 accounts.
Assets Under Management
$607M
Employees
34
Offices
1 office
Total Clients
3,401
Primary office
WAUKESHA, WI
20965 CROSSROADS CIRCLE, WAUKESHA, WI, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 81.0% of total clients.
Top client categories% of clientsClients
1
Individuals
81.0%
2,756
2
HNWI
19.0%
645
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$607Mas of April 2, 2026
Discretionary100.0%
$607M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$607M
Total Accounts3,401
10Y AUM Change+$505M (+495.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees34
Clients per Employee100:1
10Y Employee Change+25 (+277.8%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.