Sunbelt Securities is an SEC registered investment adviser organized as a corporation with a primary office location in Houston, TX. Its latest Form ADV filing, dated June 24, 2025, reports $2.0B in regulatory assets under management, 68 employees, 18 offices, and 5,355 accounts.
Assets Under Management
$2.0B
Employees
68
Offices
18 offices
Total Clients
5,355
Primary office
HOUSTON, TX
2700 POST OAK BLVD STE 1700, HOUSTON, TX, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 85.4% of total clients.
Top client categories% of clientsClients
1
Individuals
85.4%
4,572
2
HNWI
12.9%
689
3
Pension Plans
1.5%
78
4
Corporations
0.2%
11
5
Charitable
0.1%
5
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$2.0Bas of June 24, 2025
Discretionary100.0%
$2.0B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$2.0B
Total Accounts5,355
10Y AUM Change+$1.8B (+908.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees68
Clients per Employee79:1
10Y Employee Change+31 (+83.8%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.