Firm profile

TECTONIC CAPITAL ADVISORS, LLC

HOUSTON, TXCRD 339604Latest ADV March 31, 2026

Tectonic Capital Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Houston, TX. Its latest Form ADV filing, dated March 31, 2026, reports $154M in regulatory assets under management, 3 employees, and 48 accounts.

Assets Under Management
$154M
Employees
3
Offices
--
Total Clients
<5
Primary office
HOUSTON, TX
600 TRAVIS STREET, STE 5900, HOUSTON, TX, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links
Phone(713) 250-4200
WebsiteNot reported
LinkedInNot reported

Leadership

3 roles identified
CEOArthur H. Sherman
CCODavid L. Hunt
CFOMichelle B. Baird

Advisory services offered

3 types reported
Other advisory services
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentHNWI represent 100.0% of total clients.
Top client categories% of clientsClients
1
HNWI
100.0%
3

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$154Mas of March 31, 2026
Discretionary100.0%
$154M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$154M
Total Accounts48
10Y AUM Change+$154M

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees3
Clients per Employee1:1
10Y Employee Change0 (0.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.