HUNTINGTON, NYCRD 337288Latest ADV January 20, 2026
N Financial Plans is an SEC registered investment adviser organized as a limited liability company with a primary office location in Huntington, NY. Its latest Form ADV filing, dated January 20, 2026, reports $65M in regulatory assets under management, 1 employee, and 280 accounts.
Assets Under Management
$65M
Employees
1
Offices
--
Total Clients
95
Primary office
HUNTINGTON, NY
179 NEW YORK AVENUE, 2ND FLOOR, HUNTINGTON, NY, United States
Top client segmentIndividuals represent 72.6% of total clients.
Top client categories% of clientsClients
1
Individuals
72.6%
69
2
HNWI
15.8%
15
3
Pension Plans
11.6%
11
Categories with <5 clients
Insurance companies<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$65Mas of January 20, 2026
Discretionary70.3%
$46M
70% of total RAUM70.3%
Non-discretionary29.7%
$19M
30% of total RAUM29.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$65M
Total Accounts280
10Y AUM Change+$65M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees1
Clients per Employee95:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.