Safe Harbor Asset Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Huntington, NY. Its latest Form ADV filing, dated March 11, 2026, reports $27M in regulatory assets under management, 4 employees, and 43 accounts.
Assets Under Management
$27M
Employees
4
Offices
--
Total Clients
28
Primary office
HUNTINGTON, NY
167 EAST MAIN STREET, HUNTINGTON, NY, United States
Top client segmentHNWI represent 78.6% of total clients.
Top client categories% of clientsClients
1
HNWI
78.6%
22
2
Individuals
10.7%
3
3
Pension Plans
10.7%
3
Categories with <5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$27Mas of March 11, 2026
Discretionary100.0%
$27M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$27M
Total Accounts43
10Y AUM Change$-8M (-23.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee7:1
10Y Employee Change+1 (+33.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.