Firm profile

THRYVE WEALTH MANAGEMENT

SANTA BARBARA, CACRD 335920Latest ADV April 15, 2026

Thryve Wealth Management is an SEC registered investment adviser organized as a limited liability company with a primary office location in Santa Barbara, CA. Its latest Form ADV filing, dated April 15, 2026, reports $304M in regulatory assets under management, 9 employees, 2 offices, and 445 accounts.

Assets Under Management
$304M
Employees
9
Offices
2 offices
Total Clients
84
Primary office
SANTA BARBARA, CA
523 CHAPALA STREET, SUITE 2, SANTA BARBARA, CA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CEOGary K. Dorfman
CCONicole P. Saragosa
CIORandol W. Curtis

Advisory services offered

5 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

1 types reported
Asset based fees
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentHNWI represent 69.0% of total clients.
Top client categories% of clientsClients
1
HNWI
69.0%
58
2
Individuals
31.0%
26
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$304Mas of April 15, 2026
Discretionary96.1%
$292M
96% of total RAUM96.1%
Non-discretionary3.9%
$12M
4% of total RAUM3.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$304M
Total Accounts445
10Y AUM Change+$125M (+69.7%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees9
Clients per Employee9:1
10Y Employee Change-4 (-30.8%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.