SANTA BARBARA, CACRD 156109Latest ADV March 17, 2026
Avalan, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Santa Barbara, CA. Its latest Form ADV filing, dated March 17, 2026, reports $622M in regulatory assets under management, 11 employees, 2 offices, and 768 accounts.
Assets Under Management
$622M
Employees
11
Offices
2 offices
Total Clients
319
Primary office
SANTA BARBARA, CA
233 E CARILLO, SUITE B, SANTA BARBARA, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 45.1% of total clients.
Top client categories% of clientsClients
1
Individuals
45.1%
144
2
HNWI
37.9%
121
3
Pension Plans
11.0%
35
4
LLCS
4.1%
13
5
Charitable
1.9%
6
Categories with <5 clients
Insurance companies<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$622Mas of March 17, 2026
Discretionary87.5%
$544M
88% of total RAUM87.5%
Non-discretionary12.5%
$77M
12% of total RAUM12.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$622M
Total Accounts768
10Y AUM Change+$437M (+236.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees11
Clients per Employee29:1
10Y Employee Change+5 (+83.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.