Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Mission Wealth Management, LP
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
SETH STREETER, TRUSTEE SMS 2025 TRUSTDirect owner · Schedule AInterest in MISSION WEALTH MANAGEMENT, LP
10% to < 25%
THE STARK REVOCABLE TRUST OF 2000Direct owner · Schedule AInterest in MISSION WEALTH MANAGEMENT, LP
10% to < 25%
GHP MISSION BLOCKER CORP.Direct owner · Schedule AInterest in MISSION WEALTH MANAGEMENT, LP
10% to < 25%
THE ADAMS LIVING TRUSTDirect owner · Schedule AInterest in MISSION WEALTH MANAGEMENT, LP
5% to < 10%
MATTHEW WILLIAM ADAMSDirect owner · Schedule AInterest in MISSION WEALTH MANAGEMENT, LP
< 5%
DANNELL RICE STUARTDirect owner · Schedule AInterest in MISSION WEALTH MANAGEMENT, LP
< 5%
KIERAN DAVID OSBORNEDirect owner · Schedule AInterest in MISSION WEALTH MANAGEMENT, LP
< 5%
BRIAN GERALD SOTTAKDirect owner · Schedule AInterest in MISSION WEALTH MANAGEMENT, LP
< 5%
MISSION WEALTH MANAGEMENT, LLCDirect owner · Schedule AInterest in MISSION WEALTH MANAGEMENT, LP
< 5%
SETH MATHEW STREETERIndirect owner · Schedule BInterest in SETH STREETER, TRUSTEE SMS 2025 TRUST
75%+
BRAD WARREN STARKIndirect owner · Schedule BInterest in THE STARK REVOCABLE TRUST OF 2000
50% to < 75%
TAMARA LYNNE STARKIndirect owner · Schedule BInterest in THE STARK REVOCABLE TRUST OF 2000
50% to < 75%
MATTHEW WILLIAM ADAMSIndirect owner · Schedule BInterest in THE ADAMS LIVING TRUST
50% to < 75%
JENNY LYNN ADAMSIndirect owner · Schedule BInterest in THE ADAMS LIVING TRUST
50% to < 75%
SETH MATHEW STREETERIndirect owner · Schedule BInterest in MISSION WEALTH MANAGEMENT, LLC
50% to < 75%
BRAD WARREN STARKIndirect owner · Schedule BInterest in MISSION WEALTH MANAGEMENT, LLC
50% to < 75%
GREAT HILL EQUITY PARTNERS VIII, LPIndirect owner · Schedule BInterest in GHP MISSION BLOCKER CORP.
50% to < 75%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Mission Wealth Management, LP.
Reported ownership and control details
Form ADV · Filing date 2026-09-28 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | BRAD WARREN STARKCO-FOUNDER / CCO / CFOIndividual | MISSION WEALTH MANAGEMENT, LP | Less than 5%Code NA | Yes | CO-FOUNDER / CCO / CFO02/2000 | Schedule APDF page 35 |
| 2 | MATTHEW WILLIAM ADAMSMANAGING PARTNER / CHIEF EXECUTIVE OFFICERIndividual | MISSION WEALTH MANAGEMENT, LP | Less than 5%Code NA | Yes | MANAGING PARTNER / CHIEF EXECUTIVE OFFICER01/2018 | Schedule APDF page 35 |
| 3 | DANNELL RICE STUARTPRESIDENT / PARTNERIndividual | MISSION WEALTH MANAGEMENT, LP | Less than 5%Code NA | Yes | PRESIDENT / PARTNER07/2014 | Schedule APDF page 35 |
| 4 | KIERAN DAVID OSBORNECHIEF INVESTMENT OFFICER / PARTNERIndividual | MISSION WEALTH MANAGEMENT, LP | Less than 5%Code NA | Yes | CHIEF INVESTMENT OFFICER / PARTNER01/2018 | Schedule APDF page 35 |
| 5 | BRIAN GERALD SOTTAKPARTNER / SENIOR MANAGING DIRECTORIndividual | MISSION WEALTH MANAGEMENT, LP | Less than 5%Code NA | Yes | PARTNER / SENIOR MANAGING DIRECTOR01/2020 | Schedule APDF page 35 |
| 6 | SETH STREETER, TRUSTEE SMS 2025 TRUSTLIMITED PARTNERDomestic entity | MISSION WEALTH MANAGEMENT, LP | 10% to less than 25%Code B | No | LIMITED PARTNER02/2025 | Schedule APDF page 35 |
| 7 | THE STARK REVOCABLE TRUST OF 2000LIMITED PARTNERDomestic entity | MISSION WEALTH MANAGEMENT, LP | 10% to less than 25%Code B | Yes | LIMITED PARTNER02/2000 | Schedule APDF page 35 |
| 8 | THE ADAMS LIVING TRUSTLIMITED PARTNERDomestic entity | MISSION WEALTH MANAGEMENT, LP | 5% to less than 10%Code A | No | LIMITED PARTNER01/2008 | Schedule APDF page 35 |
| 9 | MISSION WEALTH MANAGEMENT, LLCGENERAL PARTNERDomestic entity | MISSION WEALTH MANAGEMENT, LP | Less than 5%Code NA | Yes | GENERAL PARTNER01/2018 | Schedule APDF page 35 |
| 10 | GHP MISSION BLOCKER CORP.LIMITED PARTNERDomestic entity | MISSION WEALTH MANAGEMENT, LP | 10% to less than 25%Code B | No | LIMITED PARTNER04/2025 | Schedule APDF page 35 |
| 11 | DAVID SUNG-HYUK LEECHIEF OPERATING OFFICERIndividual | MISSION WEALTH MANAGEMENT, LP | Less than 5%Code NA | Yes | CHIEF OPERATING OFFICER05/2026 | Schedule APDF page 35 |
| 12 | SETH MATHEW STREETERTRUSTEEIndividual | SETH STREETER, TRUSTEE SMS 2025 TRUST | 75% or moreCode E | Yes | TRUSTEE02/2000 | Schedule BPDF page 36 |
| 13 | BRAD WARREN STARKTRUSTEEIndividual | THE STARK REVOCABLE TRUST OF 2000 | 50% to less than 75%Code D | Yes | TRUSTEE02/2000 | Schedule BPDF page 36 |
| 14 | TAMARA LYNNE STARKTRUSTEEIndividual | THE STARK REVOCABLE TRUST OF 2000 | 50% to less than 75%Code D | Yes | TRUSTEE02/2000 | Schedule BPDF page 36 |
| 15 | MATTHEW WILLIAM ADAMSTRUSTEEIndividual | THE ADAMS LIVING TRUST | 50% to less than 75%Code D | Yes | TRUSTEE01/2008 | Schedule BPDF page 36 |
| 16 | JENNY LYNN ADAMSTRUSTEEIndividual | THE ADAMS LIVING TRUST | 50% to less than 75%Code D | No | TRUSTEE01/2008 | Schedule BPDF page 36 |
| 17 | SETH MATHEW STREETERMANAGING MEMBERIndividual | MISSION WEALTH MANAGEMENT, LLC | 50% to less than 75%Code D | Yes | MANAGING MEMBER02/2000 | Schedule BPDF page 36 |
| 18 | BRAD WARREN STARKMANAGING MEMBERIndividual | MISSION WEALTH MANAGEMENT, LLC | 50% to less than 75%Code D | Yes | MANAGING MEMBER02/2000 | Schedule BPDF page 36 |
| 19 | GREAT HILL EQUITY PARTNERS VIII, LPOWNERDomestic entity | GHP MISSION BLOCKER CORP. | 50% to less than 75%Code D | Yes | OWNER04/2025 | Schedule BPDF page 36 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 9/28/2026 6:41:05 PM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.