Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Eagle Point Defensive Income Management LLC
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
EP DEFENSIVE VENTURES LLCDirect owner · Schedule AInterest in EAGLE POINT DEFENSIVE INCOME MANAGEMENT LLC
75%+
THOMAS PHILIP MAJEWSKIDirect owner · Schedule AInterest in EAGLE POINT DEFENSIVE INCOME MANAGEMENT LLC
< 5%
EPCM HOLDINGS LLCIndirect owner · Schedule BInterest in EP DEFENSIVE VENTURES LLC
75%+
EAGLE POINT HOLDINGS PARENT LLCIndirect owner · Schedule BInterest in EPCM HOLDINGS LLC
75%+
EAGLE POINT HOLDINGS INTERMEDIATE LLCIndirect owner · Schedule BInterest in EAGLE POINT HOLDINGS PARENT LLC
75%+
EAGLE POINT HOLDINGS TOPCO LLCIndirect owner · Schedule BInterest in EAGLE POINT HOLDINGS INTERMEDIATE LLC
75%+
EAGLE POINT HOLDINGS LPIndirect owner · Schedule BInterest in EAGLE POINT HOLDINGS TOPCO LLC
75%+
TRIDENT EP BLOCKER AIV, L.P.Indirect owner · Schedule BInterest in TRIDENT EP-I HOLDINGS LLC
75%+
TRIDENT EP-II HOLDINGS LLCIndirect owner · Schedule BInterest in EAGLE POINT HOLDINGS LP
50% to < 75%
STONE POINT FUND IX, L.P.Indirect owner · Schedule BInterest in TRIDENT EP BLOCKER AIV, L.P.
50% to < 75%
TRIDENT EP-I HOLDINGS LLCIndirect owner · Schedule BInterest in TRIDENT EP-II HOLDINGS LLC
25% to < 50%
STONE POINT FUND IX, L.P.Indirect owner · Schedule BInterest in TRIDENT EP-II HOLDINGS LLC
25% to < 50%
STONE POINT PARALLEL FUND IX, L.P.Indirect owner · Schedule BInterest in TRIDENT EP BLOCKER AIV, L.P.
25% to < 50%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Eagle Point Defensive Income Management LLC.
Reported ownership and control details
Form ADV · Filing date 2026-07-14 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | KENNETH PAUL ONORIOSENIOR PRINCIPAL,CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICERIndividual | EAGLE POINT DEFENSIVE INCOME MANAGEMENT LLC | Less than 5%Code NA | Yes | SENIOR PRINCIPAL,CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER09/2023 | Schedule APDF page 39 |
| 2 | THOMAS PHILIP MAJEWSKIMANAGING PARTNERIndividual | EAGLE POINT DEFENSIVE INCOME MANAGEMENT LLC | Less than 5%Code NA | Yes | MANAGING PARTNER09/2023 | Schedule APDF page 39 |
| 3 | NAUMAN S MALIKSENIOR PRINCIPAL AND GENERAL COUNSELIndividual | EAGLE POINT DEFENSIVE INCOME MANAGEMENT LLC | Less than 5%Code NA | Yes | SENIOR PRINCIPAL AND GENERAL COUNSEL09/2023 | Schedule APDF page 39 |
| 4 | Courtney Barrett FandrickPRINCIPAL AND CHIEF COMPLIANCE OFFICERIndividual | EAGLE POINT DEFENSIVE INCOME MANAGEMENT LLC | Less than 5%Code NA | Yes | PRINCIPAL AND CHIEF COMPLIANCE OFFICER09/2023 | Schedule APDF page 39 |
| 5 | EP DEFENSIVE VENTURES LLCMANAGING MEMBERDomestic entity | EAGLE POINT DEFENSIVE INCOME MANAGEMENT LLC | 75% or moreCode E | Yes | MANAGING MEMBER09/2023 | Schedule APDF page 39 |
| 6 | EPCM HOLDINGS LLCMANAGING MEMBERDomestic entity | EP DEFENSIVE VENTURES LLC | 75% or moreCode E | Yes | MANAGING MEMBER09/2023 | Schedule BPDF page 39 |
| 7 | EAGLE POINT HOLDINGS PARENT LLCSOLE MEMBERDomestic entity | EPCM HOLDINGS LLC | 75% or moreCode E | Yes | SOLE MEMBER09/2023 | Schedule BPDF page 39 |
| 8 | EAGLE POINT HOLDINGS INTERMEDIATE LLCSOLE MEMBERDomestic entity | EAGLE POINT HOLDINGS PARENT LLC | 75% or moreCode E | Yes | SOLE MEMBER09/2023 | Schedule BPDF page 39 |
| 9 | EAGLE POINT HOLDINGS TOPCO LLCSOLE MEMBERDomestic entity | EAGLE POINT HOLDINGS INTERMEDIATE LLC | 75% or moreCode E | Yes | SOLE MEMBER09/2023 | Schedule BPDF page 39 |
| 10 | EAGLE POINT HOLDINGS LPSOLE MEMBERDomestic entity | EAGLE POINT HOLDINGS TOPCO LLC | 75% or moreCode E | Yes | SOLE MEMBER09/2023 | Schedule BPDF page 39 |
| 11 | EAGLE POINT HOLDINGS GP LLCGENERAL PARTNERDomestic entity | EAGLE POINT HOLDINGS LP | Percentage not specifiedCode F | Yes | GENERAL PARTNER09/2023 | Schedule BPDF page 39 |
| 12 | TRIDENT EP-II HOLDINGS LLCSHAREHOLDERDomestic entity | EAGLE POINT HOLDINGS LP | 50% to less than 75%Code D | Yes | SHAREHOLDER09/2023 | Schedule BPDF page 39 |
| 13 | TRIDENT EP-I HOLDINGS LLCMEMBERDomestic entity | TRIDENT EP-II HOLDINGS LLC | 25% to less than 50%Code C | Yes | MEMBER09/2023 | Schedule BPDF page 40 |
| 14 | STONE POINT FUND IX, L.P.MEMBERForeign entity | TRIDENT EP-II HOLDINGS LLC | 25% to less than 50%Code C | Yes | MEMBER09/2023 | Schedule BPDF page 40 |
| 15 | TRIDENT EP BLOCKER AIV, L.P.MEMBERDomestic entity | TRIDENT EP-I HOLDINGS LLC | 75% or moreCode E | Yes | MEMBER09/2023 | Schedule BPDF page 40 |
| 16 | STONE POINT GP IX, L.P.GENERAL PARTNERForeign entity | STONE POINT FUND IX, L.P. | Percentage not specifiedCode F | Yes | GENERAL PARTNER09/2023 | Schedule BPDF page 40 |
| 17 | STONE POINT GP IX, L.P.GENERAL PARTNERForeign entity | TRIDENT EP BLOCKER AIV, L.P. | Percentage not specifiedCode F | Yes | GENERAL PARTNER09/2023 | Schedule BPDF page 40 |
| 18 | STONE POINT FUND IX, L.P.LIMITED PARTNERForeign entity | TRIDENT EP BLOCKER AIV, L.P. | 50% to less than 75%Code D | Yes | LIMITED PARTNER09/2023 | Schedule BPDF page 40 |
| 19 | STONE POINT PARALLEL FUND IX, L.P.LIMITED PARTNERForeign entity | TRIDENT EP BLOCKER AIV, L.P. | 25% to less than 50%Code C | Yes | LIMITED PARTNER09/2023 | Schedule BPDF page 40 |
| 20 | STONE POINT GP IX, L.P.GENERAL PARTNERForeign entity | STONE POINT PARALLEL FUND IX, L.P. | Percentage not specifiedCode F | Yes | GENERAL PARTNER09/2023 | Schedule BPDF page 40 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 7/14/2026 8:33:41 AM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.