Firm profile

Abacus Investments LLC

BIRMINGHAM, ALCRD 327805Registration Status: ApprovedEffective since August 24, 2023SEC # 801-128617Latest ADV April 1, 2025

Abacus Investments LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Birmingham, AL. Its latest Form ADV filing, dated April 1, 2025, reports $106M in regulatory assets under management, 11 employees, 1 office, and 2 accounts.

Assets Under Management
$106M
Employees
11
Offices
1 office
Total Clients
<5

Associated firm names

1 name listed
  • ABACUS INVESTMENTS LLC

Leadership

1 roles identified
CCONathan Hertzog

Advisory services offered

1 types reported
Portfolio management for pooled investment vehicles

Fee models offered

2 types reported
Other fee arrangements
Performance-based fees

Offices & Contact

Primary office

BIRMINGHAM, Alabama, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Alabama

BIRMINGHAMPrimary office

1 office records listed · 1 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$106Mas of April 1, 2025
Discretionary100.0%
$106M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Client Coverage Demographics

Top client segmentPooled Investment Vehicles represent 100.0% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
100.0%
2

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$106M
Total Accounts2
10Y AUM Change$-30M (-22.2%)

Private Funds

Private funds reported by Abacus Investments LLC

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees11
Clients per Employee0:1
10Y Employee Change+1 (+10.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
MOBLEY HOLDINGS, LLCDirect owner · Schedule AInterest in ABACUS INVESTMENTS LLC
25% to < 50%
AYERS INVESTMENTS LLLPDirect owner · Schedule AInterest in ABACUS INVESTMENTS LLC
25% to < 50%
Dan Hieu NguyenDirect owner · Schedule AInterest in ABACUS INVESTMENTS LLC
5% to < 10%
Robert Christopher IsraelDirect owner · Schedule AInterest in ABACUS INVESTMENTS LLC
5% to < 10%
William Henry NaborsDirect owner · Schedule AInterest in ABACUS INVESTMENTS LLC
< 5%
MOBLEY INVESTMENTS LLLPIndirect owner · Schedule BInterest in MOBLEY HOLDINGS, LLC
25% to < 50%
Clayton MobleyIndirect owner · Schedule BInterest in MOBLEY INVESTMENTS LLLP
25% to < 50%
Todd AyersIndirect owner · Schedule BInterest in AYERS INVESTMENTS LLLP
25% to < 50%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Abacus Investments LLC.

Reported ownership and control details

Form ADV · Filing date 2025-04-01 · Schedules A and B

9 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1William Henry NaborsMEMBER/DIRECTORIndividualABACUS INVESTMENTS LLCLess than 5%Code NAYesMEMBER/DIRECTOR06/2020Schedule APDF page 25
2Dan Hieu NguyenMEMBER/DIRECTORIndividualABACUS INVESTMENTS LLC5% to less than 10%Code AYesMEMBER/DIRECTOR06/2020Schedule APDF page 25
3Robert Christopher IsraelMEMBER/DIRECTORIndividualABACUS INVESTMENTS LLC5% to less than 10%Code AYesMEMBER/DIRECTOR06/2020Schedule APDF page 25
4MOBLEY HOLDINGS, LLCMEMBERDomestic entityABACUS INVESTMENTS LLC25% to less than 50%Code CYesMEMBER06/2020Schedule APDF page 25
5AYERS INVESTMENTS LLLPMEMBERDomestic entityABACUS INVESTMENTS LLC25% to less than 50%Code CYesMEMBER06/2020Schedule APDF page 25
6Nathan HertzogCHIEF COMPLIANCE OFFICERIndividualABACUS INVESTMENTS LLCLess than 5%Code NANoCHIEF COMPLIANCE OFFICER06/2020Schedule APDF page 25
7MOBLEY INVESTMENTS LLLPMEMBERDomestic entityMOBLEY HOLDINGS, LLC25% to less than 50%Code CYesMEMBER06/2020Schedule BPDF page 26
8Clayton MobleyMEMBERIndividualMOBLEY INVESTMENTS LLLP25% to less than 50%Code CYesMEMBER06/2020Schedule BPDF page 26
9Todd AyersMEMBERIndividualAYERS INVESTMENTS LLLP25% to less than 50%Code CYesMEMBER06/2020Schedule BPDF page 26

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 4/1/2025 10:04:38 AM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.