Regions Investment Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Birmingham, AL. Its latest Form ADV filing, dated March 17, 2026, reports $20.1B in regulatory assets under management, 28 employees, 1 office, and 2 accounts.
Assets Under Management
$20.1B
Employees
28
Offices
1 office
Total Clients
<5
Primary office
BIRMINGHAM, AL
1900 5TH AVENUE NORTH, SIXTH FLOOR, BIRMINGHAM, AL, United States
Total regulatory assets under management$20.1Bas of March 17, 2026
Discretionary66.8%
$13.5B
67% of total RAUM66.8%
Non-discretionary33.2%
$6.7B
33% of total RAUM33.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$20.1B
Total Accounts2
10Y AUM Change+$9.9B (+97.1%)
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees28
Clients per Employee—
10Y Employee Change-1 (-3.4%)
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Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.