Cap Six Advisors is an SEC registered investment adviser organized as a limited liability company with a primary office location in Houston, TX. Its latest Form ADV filing, dated March 30, 2026, reports $341M in regulatory assets under management, 5 employees, 2 offices, and 128 accounts.
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentHNWI represent 76.6% of total clients.
Top client categories% of clientsClients
1
HNWI
76.6%
82
2
Irrevocable Trusts/Estates
12.1%
13
3
Individuals
6.5%
7
4
Corporations
2.8%
3
5
Charitable
0.9%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$341Mas of March 30, 2026
Discretionary13.2%
$45M
13% of total RAUM13.2%
Non-discretionary86.8%
$296M
87% of total RAUM86.8%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$341M
Total Accounts128
10Y AUM Change+$61M (+22.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee21:1
10Y Employee Change+2 (+66.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.