Firm profile

OCTOGONE NA

MIAMI, FLCRD 322478Latest ADV March 27, 2026

Octogone Na is an SEC registered investment adviser organized as a limited liability company with a primary office location in Miami, FL. Its latest Form ADV filing, dated March 27, 2026, reports $470M in regulatory assets under management, 6 employees, and 97 accounts.

Assets Under Management
$470M
Employees
6
Offices
--
Total Clients
97
Primary office
MIAMI, FL
1395 BRICKELL AVENUE, SUITE 1180, MIAMI, FL, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CEOJames N. Giraldo
CCOJames N. Giraldo

Advisory services offered

5 types reported
Financial Planning Services
Other advisory services
Portfolio management for businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Performance-based fees
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentCorporations represent 56.7% of total clients.
Top client categories% of clientsClients
1
Corporations
56.7%
55
2
Individuals
21.6%
21
3
HNWI
15.5%
15
4
Pooled Investment Vehicles
6.2%
6

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$470Mas of March 27, 2026
Discretionary50.8%
$239M
51% of total RAUM50.8%
Non-discretionary49.2%
$231M
49% of total RAUM49.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$470M
Total Accounts97
10Y AUM Change+$109M (+30.1%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees6
Clients per Employee16:1
10Y Employee Change-7 (-53.8%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.