Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Alpha Wave Global, LP
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
ALPHA WAVE GLOBAL MANAGEMENT, LPDirect owner · Schedule AInterest in ALPHA WAVE GLOBAL, LP
75%+
NAVROZ DARIUS UDWADIADirect owner · Schedule AInterest in ALPHA WAVE GLOBAL, LP
< 5%
ALPHA WAVE GLOBAL, LLCDirect owner · Schedule AInterest in ALPHA WAVE GLOBAL, LP
< 5%
RYAN FRANCIS EL KHOURYDirect owner · Schedule AInterest in ALPHA WAVE GLOBAL, LP
< 5%
ALPHA WAVE GLOBAL MANAGEMENT, LPIndirect owner · Schedule BInterest in ALPHA WAVE GLOBAL, LLC
75%+
JUDAN ALTERNATIVES RSC LTDIndirect owner · Schedule BInterest in JUDAN AW SPV RSC LTD
75%+
JUDAN FINANCIAL HOLDING RSC LTDIndirect owner · Schedule BInterest in JUDAN ALTERNATIVES RSC LTD
75%+
IHC CAPITAL HOLDING LLCIndirect owner · Schedule BInterest in JUDAN FINANCIAL HOLDING RSC LTD
75%+
IHC COMPANIES MANAGEMENT LLCIndirect owner · Schedule BInterest in IHC CAPITAL HOLDING LLC
75%+
IHC HOLDING RSC LTDIndirect owner · Schedule BInterest in IHC COMPANIES MANAGEMENT LLC
75%+
INTERNATIONAL HOLDING COMPANY PJSCIndirect owner · Schedule BInterest in IHC HOLDING RSC LTD
75%+
JUDAN AW UK LIMITEDIndirect owner · Schedule BInterest in JUDAN AW US, INC.
75%+
JUDAN ALTERNATIVES RSC LTDIndirect owner · Schedule BInterest in JUDAN AW UK LIMITED
75%+
IHC MANCO AGGREGATOR, L.P.Indirect owner · Schedule BInterest in ALPHA WAVE GLOBAL MANAGEMENT, LP
50% to < 75%
JUDAN AW SPV RSC LTDIndirect owner · Schedule BInterest in IHC MANCO AGGREGATOR, L.P.
50% to < 75%
JUDAN AW US, INC.Indirect owner · Schedule BInterest in IHC MANCO AGGREGATOR, L.P.
25% to < 50%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Alpha Wave Global, LP.
Reported ownership and control details
Form ADV · Filing date 2026-08-31 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | RICHARD MATTHEW GERSONFOUNDER, CHAIRMAN AND CHIEF INVESTMENT OFFICERIndividual | ALPHA WAVE GLOBAL, LP | Less than 5%Code NA | Yes | FOUNDER, CHAIRMAN AND CHIEF INVESTMENT OFFICER07/2011 | Schedule APDF page 147 |
| 2 | NAVROZ DARIUS UDWADIACO-FOUNDER AND PARTNERIndividual | ALPHA WAVE GLOBAL, LP | Less than 5%Code NA | Yes | CO-FOUNDER AND PARTNER07/2011 | Schedule APDF page 147 |
| 3 | ALPHA WAVE GLOBAL, LLCGENERAL PARTNERDomestic entity | ALPHA WAVE GLOBAL, LP | Less than 5%Code NA | Yes | GENERAL PARTNER07/2011 | Schedule APDF page 147 |
| 4 | MATTHEW JAMES COREYCHIEF FINANCIAL OFFICER AND CO-CHIEF OPERATING OFFICERIndividual | ALPHA WAVE GLOBAL, LP | Less than 5%Code NA | Yes | CHIEF FINANCIAL OFFICER AND CO-CHIEF OPERATING OFFICER03/2020 | Schedule APDF page 147 |
| 5 | JEFFREY ROBERT ZINKERMANCHIEF TECHNOLOGY OFFICERIndividual | ALPHA WAVE GLOBAL, LP | Less than 5%Code NA | Yes | CHIEF TECHNOLOGY OFFICER09/2018 | Schedule APDF page 147 |
| 6 | CATHY ANN WEISTGENERAL COUNSEL AND CO- CHIEF OPERATING OFFICERIndividual | ALPHA WAVE GLOBAL, LP | Less than 5%Code NA | Yes | GENERAL COUNSEL AND CO- CHIEF OPERATING OFFICER11/2020 | Schedule APDF page 147 |
| 7 | JOSEPH DAVID SCHNEIDERCHIEF COMPLIANCE OFFICERIndividual | ALPHA WAVE GLOBAL, LP | Less than 5%Code NA | Yes | CHIEF COMPLIANCE OFFICER06/2021 | Schedule APDF page 147 |
| 8 | RYAN FRANCIS EL KHOURYCO-FOUNDER AND PARTNERIndividual | ALPHA WAVE GLOBAL, LP | Less than 5%Code NA | Yes | CO-FOUNDER AND PARTNER07/2011 | Schedule APDF page 147 |
| 9 | FRANCIS X SUAREZPRESIDENTIndividual | ALPHA WAVE GLOBAL, LP | Less than 5%Code NA | Yes | PRESIDENT03/2026 | Schedule APDF page 147 |
| 10 | ALPHA WAVE GLOBAL MANAGEMENT, LPLIMITED PARTNERForeign entity | ALPHA WAVE GLOBAL, LP | 75% or moreCode E | Yes | LIMITED PARTNER05/2026 | Schedule APDF page 147 |
| 11 | ALPHA WAVE GLOBAL MANAGEMENT, LPSOLE MEMBERForeign entity | ALPHA WAVE GLOBAL, LLC | 75% or moreCode E | Yes | SOLE MEMBER10/2011 | Schedule BPDF page 148 |
| 12 | ALPHA WAVE (CAYMAN) GP, LTDGENERAL PARTNERForeign entity | ALPHA WAVE GLOBAL MANAGEMENT, LP | Percentage not specifiedCode F | Yes | GENERAL PARTNER08/2011 | Schedule BPDF page 148 |
| 13 | JUDAN ALTERNATIVES RSC LTDSOLE SHAREHOLDERForeign entity | JUDAN AW SPV RSC LTD | 75% or moreCode E | Yes | SOLE SHAREHOLDER05/2026 | Schedule BPDF page 148 |
| 14 | JUDAN FINANCIAL HOLDING RSC LTDSOLE SHAREHOLDERForeign entity | JUDAN ALTERNATIVES RSC LTD | 75% or moreCode E | Yes | SOLE SHAREHOLDER05/2026 | Schedule BPDF page 148 |
| 15 | IHC CAPITAL HOLDING LLCSHAREHOLDERForeign entity | JUDAN FINANCIAL HOLDING RSC LTD | 75% or moreCode E | Yes | SHAREHOLDER05/2026 | Schedule BPDF page 148 |
| 16 | IHC COMPANIES MANAGEMENT LLCMANAGING MEMBERForeign entity | IHC CAPITAL HOLDING LLC | 75% or moreCode E | Yes | MANAGING MEMBER05/2026 | Schedule BPDF page 148 |
| 17 | IHC HOLDING RSC LTDMANAGING MEMBERForeign entity | IHC COMPANIES MANAGEMENT LLC | 75% or moreCode E | Yes | MANAGING MEMBER05/2026 | Schedule BPDF page 148 |
| 18 | INTERNATIONAL HOLDING COMPANY PJSCSOLE SHAREHOLDERForeign entity | IHC HOLDING RSC LTD | 75% or moreCode E | Yes | SOLE SHAREHOLDER05/2026 | Schedule BPDF page 148 |
| 19 | IHC MANCO AGGREGATOR, L.P.LIMITED PARTNERForeign entity | ALPHA WAVE GLOBAL MANAGEMENT, LP | 50% to less than 75%Code D | Yes | LIMITED PARTNER05/2026 | Schedule BPDF page 148 |
| 20 | JUDAN AW SPV RSC LTDLIMITED PARTNERForeign entity | IHC MANCO AGGREGATOR, L.P. | 50% to less than 75%Code D | Yes | LIMITED PARTNER05/2026 | Schedule BPDF page 148 |
| 21 | JUDAN AW US, INC.SHAREHOLDERDomestic entity | IHC MANCO AGGREGATOR, L.P. | 25% to less than 50%Code C | Yes | SHAREHOLDER05/2026 | Schedule BPDF page 148 |
| 22 | JUDAN AW UK LIMITEDSOLE SHAREHOLDERForeign entity | JUDAN AW US, INC. | 75% or moreCode E | Yes | SOLE SHAREHOLDER05/2026 | Schedule BPDF page 148 |
| 23 | JUDAN ALTERNATIVES RSC LTDSOLE SHAREHOLDERForeign entity | JUDAN AW UK LIMITED | 75% or moreCode E | Yes | SOLE SHAREHOLDER05/2026 | Schedule BPDF page 148 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 8/31/2026 10:16:42 AM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.