NEWPORT BEACH, CACRD 316860Latest ADV January 23, 2026
Lockerman Financial Group, Inc is an SEC registered investment adviser organized as a corporation with a primary office location in Newport Beach, CA. Its latest Form ADV filing, dated January 23, 2026, reports $110M in regulatory assets under management, 1 employee, and 271 accounts.
Assets Under Management
$110M
Employees
1
Offices
--
Total Clients
69
Primary office
NEWPORT BEACH, CA
4695 MACARTHUR COURT, SUITE 490, NEWPORT BEACH, CA, United States
Portfolio management for individuals and small businesses
Selection of other advisers
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentHNWI represent 50.7% of total clients.
Top client categories% of clientsClients
1
HNWI
50.7%
35
2
Individuals
49.3%
34
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$110Mas of January 23, 2026
Discretionary100.0%
$110M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$110M
Total Accounts271
10Y AUM Change+$110M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees1
Clients per Employee69:1
10Y Employee Change-2 (-66.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.