Calderwood Financial Strategies, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Houston, TX. Its latest Form ADV filing, dated March 9, 2026, reports $229M in regulatory assets under management, 5 employees, and 69 accounts.
Assets Under Management
$229M
Employees
5
Offices
--
Total Clients
69
Primary office
HOUSTON, TX
510 BERING DRIVE, SUITE 540, HOUSTON, TX, United States
Portfolio management for individuals and small businesses
Selection of other advisers
Fee models offered
1 types reported
Asset based fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentHNWI represent 36.2% of total clients.
Top client categories% of clientsClients
1
HNWI
36.2%
25
2
Pension Plans
33.3%
23
3
Individuals
29.0%
20
4
Corporations
1.4%
1
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$229Mas of March 9, 2026
Discretionary28.7%
$66M
29% of total RAUM28.7%
Non-discretionary71.3%
$163M
71% of total RAUM71.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$229M
Total Accounts69
10Y AUM Change+$229M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee14:1
10Y Employee Change+4 (+400.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.