Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Ka Credit Advisors, LLC
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
KA CREDIT ADVISORS HOLDCO, LLCDirect owner · Schedule AInterest in KA CREDIT ADVISORS, LLC
75%+
KAYNE ANDERSON CAPITAL ADVISORS LPIndirect owner · Schedule BInterest in KA CREDIT ADVISORS HOLDCO MEMBER, LLC
75%+
KAPC MANAGER HOLDINGS, L.P.Indirect owner · Schedule BInterest in KACAH HOLDINGS, LLC
75%+
RICHARD ALAN KAYNEIndirect owner · Schedule BInterest in KA HOLDINGS, INC.
75%+
KAYNE ANDERSON CAPITAL ADVISORS LPIndirect owner · Schedule BInterest in KAPC GP, LLC
75%+
KAPC FEEDER, L.P.Indirect owner · Schedule BInterest in KAPC MANAGER HOLDINGS, L.P.
75%+
KACAH HOLDINGS, LLCIndirect owner · Schedule BInterest in KA CREDIT ADVISORS HOLDCO, LLC
50% to < 75%
RICHARD ALAN KAYNEIndirect owner · Schedule BInterest in KAYNE ANDERSON CAPITAL ADVISORS LP
25% to < 50%
KAYNE ANDERSON CAPITAL ADVISORS LPIndirect owner · Schedule BInterest in KAPC FEEDER, L.P.
25% to < 50%
ALBERT RABILIndirect owner · Schedule BInterest in KA HOLDINGS, INC.
25% to < 50%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Ka Credit Advisors, LLC.
Reported ownership and control details
Form ADV · Filing date 2026-03-13 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | MICHAEL JOSEPH O'NEILCHIEF COMPLIANCE OFFICERIndividual | KA CREDIT ADVISORS, LLC | Less than 5%Code NA | Yes | CHIEF COMPLIANCE OFFICER09/2020 | Schedule APDF page 28 |
| 2 | PAUL STUART BLANKPRESIDENT AND CHIEF OPERATING OFFICER OF MANAGERIndividual | KA CREDIT ADVISORS, LLC | Less than 5%Code NA | Yes | PRESIDENT AND CHIEF OPERATING OFFICER OF MANAGER01/2023 | Schedule APDF page 28 |
| 3 | KA CREDIT ADVISORS HOLDCO, LLCMEMBER/MANAGERDomestic entity | KA CREDIT ADVISORS, LLC | 75% or moreCode E | Yes | MEMBER/MANAGER01/2020 | Schedule APDF page 28 |
| 4 | ALBERT RABILCHIEF EXECUTIVE OFFICER OF MANAGERIndividual | KA CREDIT ADVISORS, LLC | Less than 5%Code NA | Yes | CHIEF EXECUTIVE OFFICER OF MANAGER06/2021 | Schedule APDF page 28 |
| 5 | PAUL FRANCIS STAPLETONCHIEF FINANCIAL OFFICER OF MANAGERIndividual | KA CREDIT ADVISORS, LLC | Less than 5%Code NA | Yes | CHIEF FINANCIAL OFFICER OF MANAGER09/2020 | Schedule APDF page 28 |
| 6 | Matthew J BarbabellaGENERAL COUNSEL OF MANAGERIndividual | KA CREDIT ADVISORS, LLC | Less than 5%Code NA | Yes | GENERAL COUNSEL OF MANAGER07/2021 | Schedule APDF page 28 |
| 7 | RICHARD ALAN KAYNECO-CHAIRMAN & FOUNDERIndividual | KAYNE ANDERSON CAPITAL ADVISORS LP | 25% to less than 50%Code C | Yes | CO-CHAIRMAN & FOUNDER06/2010 | Schedule BPDF page 28 |
| 8 | KA CREDIT ADVISORS HOLDCO MEMBER, LLCMANAGING MEMBERDomestic entity | KA CREDIT ADVISORS HOLDCO, LLC | Percentage not specifiedCode F | Yes | MANAGING MEMBER01/2020 | Schedule BPDF page 28 |
| 9 | KAYNE ANDERSON CAPITAL ADVISORS LPMANAGING MEMBERDomestic entity | KACAH HOLDINGS, LLC | Percentage not specifiedCode F | Yes | MANAGING MEMBER10/2023 | Schedule BPDF page 28 |
| 10 | KACAH HOLDINGS, LLCLIMITED PARTNERDomestic entity | KA CREDIT ADVISORS HOLDCO, LLC | 50% to less than 75%Code D | Yes | LIMITED PARTNER10/2023 | Schedule BPDF page 28 |
| 11 | KAYNE ANDERSON CAPITAL ADVISORS LPMANAGING MEMBERDomestic entity | KA CREDIT ADVISORS HOLDCO MEMBER, LLC | 75% or moreCode E | Yes | MANAGING MEMBER01/2020 | Schedule BPDF page 28 |
| 12 | KAPC MANAGER HOLDINGS, L.P.MEMBERDomestic entity | KACAH HOLDINGS, LLC | 75% or moreCode E | Yes | MEMBER10/2023 | Schedule BPDF page 28 |
| 13 | KAYNE ANDERSON INVESTMENT MANAGEMENT, INC.GENERAL PARTNERDomestic entity | KAYNE ANDERSON CAPITAL ADVISORS LP | Percentage not specifiedCode F | Yes | GENERAL PARTNER06/1994 | Schedule BPDF page 28 |
| 14 | KA HOLDINGS, INC.OWNERDomestic entity | KAYNE ANDERSON INVESTMENT MANAGEMENT, INC. | Percentage not specifiedCode F | Yes | OWNER08/1995 | Schedule BPDF page 28 |
| 15 | RICHARD ALAN KAYNEOWNER, PRESIDENT AND DIRECTORIndividual | KA HOLDINGS, INC. | 75% or moreCode E | Yes | OWNER, PRESIDENT AND DIRECTOR08/1995 | Schedule BPDF page 29 |
| 16 | KAPC GP, LLCGENERAL PARTNERDomestic entity | KAPC MANAGER HOLDINGS, L.P. | Percentage not specifiedCode F | Yes | GENERAL PARTNER10/2023 | Schedule BPDF page 29 |
| 17 | KAYNE ANDERSON CAPITAL ADVISORS LPLIMITED PARTNERDomestic entity | KAPC FEEDER, L.P. | 25% to less than 50%Code C | Yes | LIMITED PARTNER10/2023 | Schedule BPDF page 29 |
| 18 | KAYNE ANDERSON CAPITAL ADVISORS LPMANAGING MEMBERDomestic entity | KAPC GP, LLC | 75% or moreCode E | Yes | MANAGING MEMBER10/2023 | Schedule BPDF page 29 |
| 19 | KAPC GP, LLCGENERAL PARTNERDomestic entity | KAPC FEEDER, L.P. | Percentage not specifiedCode F | Yes | GENERAL PARTNER10/2023 | Schedule BPDF page 29 |
| 20 | KAPC FEEDER, L.P.LIMITED PARTNERDomestic entity | KAPC MANAGER HOLDINGS, L.P. | 75% or moreCode E | Yes | LIMITED PARTNER10/2023 | Schedule BPDF page 29 |
| 21 | ALBERT RABILOWNERIndividual | KA HOLDINGS, INC. | 25% to less than 50%Code C | Yes | OWNER01/2023 | Schedule BPDF page 29 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 3/13/2026 1:24:23 PM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.