Firm profile

ROSECLIFF CAPITAL ADVISORY LLC

NEW YORK, NYCRD 305951Latest ADV March 30, 2026

Rosecliff Capital Advisory LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated March 30, 2026, reports $27M in regulatory assets under management, 4 employees, and 185 accounts.

Assets Under Management
$27M
Employees
4
Offices
--
Total Clients
185
Primary office
NEW YORK, NY
767 5TH AVENUE, 34TH FLOOR, NEW YORK, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CEOMichael Caso
CCOJoseph M. Barbati

Advisory services offered

1 types reported
Portfolio management for individuals and small businesses

Fee models offered

1 types reported
Asset based fees
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentHNWI represent 85.4% of total clients.
Top client categories% of clientsClients
1
HNWI
85.4%
158
2
Individuals
14.6%
27

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$27Mas of March 30, 2026
Discretionary100.0%
$27M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$27M
Total Accounts185
10Y AUM Change+$27M

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees4
Clients per Employee46:1
10Y Employee Change+1 (+33.3%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.