Firm profile

QP WEALTH MANAGEMENT, LLC

BOCA RATON, FLCRD 301071Latest ADV March 17, 2026

Qp Wealth Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Boca Raton, FL. Its latest Form ADV filing, dated March 17, 2026, reports $405M in regulatory assets under management, 7 employees, 2 offices, and 715 accounts.

Assets Under Management
$405M
Employees
7
Offices
2 offices
Total Clients
121
Primary office
BOCA RATON, FL
2700 N MILITARY TRAIL, SUITE 240, BOCA RATON, FL, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links
Phone(732) 526-2701
WebsiteNot reported
LinkedInNot reported

Leadership

5 roles identified
CEOJames W. Lloyd
CCOLisa K. Heerwagen
COOLisa K. Heerwagen

Advisory services offered

5 types reported
Financial Planning Services
Other advisory services
Portfolio management for businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentHNWI represent 67.8% of total clients.
Top client categories% of clientsClients
1
HNWI
67.8%
82
2
Individuals
27.3%
33
3
Corporations
5.0%
6

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$405Mas of March 17, 2026
Discretionary30.3%
$123M
30% of total RAUM30.3%
Non-discretionary69.7%
$282M
70% of total RAUM69.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$405M
Total Accounts715
10Y AUM Change+$405M

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees7
Clients per Employee17:1
10Y Employee Change+3 (+75.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.