Firm profile

Iii Capital Management

BOCA RATON, FLCRD 113539Registration Status: ApprovedEffective since August 28, 2001SEC # 801-60505Latest ADV May 7, 2026

Iii Capital Management is an SEC registered investment adviser organized as a partnership with a primary office location in Boca Raton, FL. Its latest Form ADV filing, dated May 7, 2026, reports $88.2B in regulatory assets under management, 9 employees, 2 offices, and 25 accounts.

Assets Under Management
$88.2B
Employees
9
Offices
2 offices
Total Clients
21

Associated firm names

3 names listed
  • III CAPITAL MANAGEMENT
  • III OFFSHORE ADVISORS
  • III CAPITAL MANAGMENT

Leadership

3 roles identified
CEOScott L. Wyler
CCOJohn D. J. Pollard
CFOYelena N. Anuar

Advisory services offered

3 types reported
Other advisory services
Portfolio management for businesses
Portfolio management for pooled investment vehicles

Fee models offered

3 types reported
Asset based fees
Other fee arrangements
Performance-based fees

Offices & Contact

Primary office

BOCA RATON, Florida, United States

Loading map…

Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Florida

BOCA RATONPrimary office · MIAMI

2 office records listed · 2 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$88.2Bas of May 7, 2026
Discretionary100.0%
$88.2B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Client Coverage Demographics

Top client segmentPooled Investment Vehicles represent 76.2% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
76.2%
16
2
Pension Plans
23.8%
5
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Sovereign wealth funds and foreign official institutions<5 clients

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$88.2B
Total Accounts25
10Y AUM Change+$67.1B (+318.4%)

Private Funds

Private funds reported by Iii Capital Management

Loading private fund disclosures…

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees9
Clients per Employee2:1
10Y Employee Change-2 (-18.2%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
TAYLOR PEPPER, LLCDirect owner · Schedule AInterest in III CAPITAL MANAGEMENT
10% to < 25%
WAVERELY, LLCDirect owner · Schedule AInterest in III CAPITAL MANAGEMENT
10% to < 25%
WILDER VENTURES INC.Direct owner · Schedule AInterest in III CAPITAL MANAGEMENT
10% to < 25%
LUCALAY LLCDirect owner · Schedule AInterest in III CAPITAL MANAGEMENT
10% to < 25%
MOBILOU, INC.Direct owner · Schedule AInterest in III CAPITAL MANAGEMENT
5% to < 10%
SARAOGI HOLDINGS, LLCDirect owner · Schedule AInterest in III CAPITAL MANAGEMENT
5% to < 10%
WALLNER CO., INC.Direct owner · Schedule AInterest in III CAPITAL MANAGEMENT
< 5%
VERDANDI, LLCDirect owner · Schedule AInterest in III CAPITAL MANAGEMENT
< 5%
KAMARLO, LLCDirect owner · Schedule AInterest in III CAPITAL MANAGEMENT
< 5%
JAGAZAY, LLCDirect owner · Schedule AInterest in III CAPITAL MANAGEMENT
< 5%
ROBERT ANDREW PRINTZIndirect owner · Schedule BInterest in TAYLOR PEPPER, LLC
75%+
LESTER NOEL COYLEIndirect owner · Schedule BInterest in WAVERELY, LLC
75%+
SCOTT LAWRENCE WYLERIndirect owner · Schedule BInterest in MOBILOU, INC.
75%+
THOMAS ROLF OLOFSSONIndirect owner · Schedule BInterest in VERDANDI, LLC
75%+
JASON NMN PRESTIndirect owner · Schedule BInterest in WILDER VENTURES INC.
75%+
KAREN MARIE HANSENIndirect owner · Schedule BInterest in KAMARLO, LLC
75%+
YELENA NMN ANUARIndirect owner · Schedule BInterest in JAGAZAY, LLC
75%+
CHRISTIAN Minassian PELLEGRINOIndirect owner · Schedule BInterest in LUCALAY LLC
75%+
CLIFFORD GEORGE VINERIndirect owner · Schedule BInterest in WALLNER CO., INC.
75%+
SIDDHARTHA SARAOGIIndirect owner · Schedule BInterest in SARAOGI HOLDINGS, LLC
75%+

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Iii Capital Management.

Reported ownership and control details

Form ADV · Filing date 2026-05-07 · Schedules A and B

25 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1SCOTT LAWRENCE WYLERCHIEF EXECUTIVE OFFICERIndividualIII CAPITAL MANAGEMENTLess than 5%Code NAYesCHIEF EXECUTIVE OFFICER01/2021Schedule APDF page 68
2WALLNER CO., INC.GENERAL PARTNERDomestic entityIII CAPITAL MANAGEMENTLess than 5%Code NANoGENERAL PARTNER04/1994Schedule APDF page 68
3TAYLOR PEPPER, LLCGENERAL PARTNERDomestic entityIII CAPITAL MANAGEMENT10% to less than 25%Code BYesGENERAL PARTNER01/2005Schedule APDF page 68
4WAVERELY, LLCGENERAL PARTNERDomestic entityIII CAPITAL MANAGEMENT10% to less than 25%Code BYesGENERAL PARTNER01/2011Schedule APDF page 68
5VERDANDI, LLCGENERAL PARTNERDomestic entityIII CAPITAL MANAGEMENTLess than 5%Code NAYesGENERAL PARTNER01/2013Schedule APDF page 68
6MOBILOU, INC.GENERAL PARTNERDomestic entityIII CAPITAL MANAGEMENT5% to less than 10%Code AYesGENERAL PARTNER01/2013Schedule APDF page 68
7YELENA NMN ANUARCHIEF FINANCIAL OFFICERIndividualIII CAPITAL MANAGEMENTLess than 5%Code NAYesCHIEF FINANCIAL OFFICER07/2014Schedule APDF page 68
8KAREN MARIE HANSENGENERAL COUNSELIndividualIII CAPITAL MANAGEMENTLess than 5%Code NAYesGENERAL COUNSEL09/2017Schedule APDF page 68
9WILDER VENTURES INC.GENERAL PARTNERDomestic entityIII CAPITAL MANAGEMENT10% to less than 25%Code BYesGENERAL PARTNER01/2018Schedule APDF page 68
10KAMARLO, LLCGENERAL PARTNERDomestic entityIII CAPITAL MANAGEMENTLess than 5%Code NAYesGENERAL PARTNER12/2020Schedule APDF page 68
11JAGAZAY, LLCGENERAL PARTNERDomestic entityIII CAPITAL MANAGEMENTLess than 5%Code NAYesGENERAL PARTNER01/2022Schedule APDF page 68
12LUCALAY LLCGENERAL PARTNERDomestic entityIII CAPITAL MANAGEMENT10% to less than 25%Code BYesGENERAL PARTNER01/2022Schedule APDF page 68
13ROBERT ANDREW PRINTZPRESIDENTIndividualIII CAPITAL MANAGEMENTLess than 5%Code NAYesPRESIDENT09/2000Schedule APDF page 68
14SARAOGI HOLDINGS, LLCGENERAL PARTNERDomestic entityIII CAPITAL MANAGEMENT5% to less than 10%Code ANoGENERAL PARTNER01/2025Schedule APDF page 68
15John David JR PollardCHIEF COMPLIANCE OFFICERIndividualIII CAPITAL MANAGEMENTLess than 5%Code NAYesCHIEF COMPLIANCE OFFICER01/2026Schedule APDF page 68
16ROBERT ANDREW PRINTZSHAREHOLDER/OWNERIndividualTAYLOR PEPPER, LLC75% or moreCode EYesSHAREHOLDER/OWNER12/2004Schedule BPDF page 69
17LESTER NOEL COYLEOWNER/SHAREHOLDERIndividualWAVERELY, LLC75% or moreCode EYesOWNER/SHAREHOLDER01/2011Schedule BPDF page 69
18SCOTT LAWRENCE WYLERSHAREHOLDER/OWNERIndividualMOBILOU, INC.75% or moreCode EYesSHAREHOLDER/OWNER01/2013Schedule BPDF page 69
19THOMAS ROLF OLOFSSONSHAREHOLDER/OWNERIndividualVERDANDI, LLC75% or moreCode EYesSHAREHOLDER/OWNER01/2013Schedule BPDF page 69
20JASON NMN PRESTMANAGERIndividualWILDER VENTURES INC.75% or moreCode EYesMANAGER12/2017Schedule BPDF page 69
21KAREN MARIE HANSENSHAREHOLDER/OWNERIndividualKAMARLO, LLC75% or moreCode EYesSHAREHOLDER/OWNER12/2020Schedule BPDF page 69
22YELENA NMN ANUARSHAREHOLDER/OWNERIndividualJAGAZAY, LLC75% or moreCode EYesSHAREHOLDER/OWNER01/2022Schedule BPDF page 69
23CHRISTIAN Minassian PELLEGRINOSHAREHOLDER/OWNERIndividualLUCALAY LLC75% or moreCode EYesSHAREHOLDER/OWNER01/2022Schedule BPDF page 69
24CLIFFORD GEORGE VINERMANAGERIndividualWALLNER CO., INC.75% or moreCode EYesMANAGER04/1994Schedule BPDF page 69
25SIDDHARTHA SARAOGISHAREHOLDER/OWNERIndividualSARAOGI HOLDINGS, LLC75% or moreCode EYesSHAREHOLDER/OWNER01/2025Schedule BPDF page 69

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 5/7/2026 2:27:59 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.