Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Polen Capital Management, LLC
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
POLEN CAPITAL HOLDINGS LPDirect owner · Schedule AInterest in POLEN CAPITAL MANAGEMENT, LLC
50% to < 75%
IM SQUARE HOLDING 1 LLCDirect owner · Schedule AInterest in POLEN CAPITAL MANAGEMENT, LLC
10% to < 25%
POLEN FAMILY HOLDINGS, INC.Direct owner · Schedule AInterest in POLEN CAPITAL MANAGEMENT, LLC
5% to < 10%
IM SQUARE SASIndirect owner · Schedule BInterest in IM SQUARE PARTNERS HOLDING
75%+
EURAZEO SEIndirect owner · Schedule BInterest in LEGENDRE HOLDING 36
75%+
IM SQUARE PARTNERS HOLDINGIndirect owner · Schedule BInterest in IM SQUARE HOLDING 1 LLC
75%+
LEGENDRE HOLDING 36Indirect owner · Schedule BInterest in IM SQUARE SAS
50% to < 75%
STAN C. MOSS REVOCABLE TRUSTIndirect owner · Schedule BInterest in POLEN CAPITAL HOLDINGS GP LLC
50% to < 75%
DANIEL A. DAVIDOWITZ REVOCABLE TRUSTIndirect owner · Schedule BInterest in POLEN CAPITAL HOLDINGS GP LLC
50% to < 75%
STAN C. MOSS REVOCABLE TRUSTIndirect owner · Schedule BInterest in POLEN CAPITAL HOLDINGS LP
25% to < 50%
PCMI EXEMPT TRUST F/B/O SOLOMON POLENIndirect owner · Schedule BInterest in POLEN FAMILY HOLDINGS, INC.
25% to < 50%
PCMI EXEMPT TRUST F/B/O DANIEL POLENIndirect owner · Schedule BInterest in POLEN FAMILY HOLDINGS, INC.
25% to < 50%
DANIEL A. DAVIDOWITZ REVOCABLE TRUSTIndirect owner · Schedule BInterest in POLEN CAPITAL HOLDINGS LP
25% to < 50%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Polen Capital Management, LLC.
Reported ownership and control details
Form ADV · Filing date 2026-09-30 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | STANLEY CHARLES MOSSCHIEF EXECUTIVE OFFICERIndividual | POLEN CAPITAL MANAGEMENT, LLC | Less than 5%Code NA | Yes | CHIEF EXECUTIVE OFFICER07/2007 | Schedule APDF page 47 |
| 2 | POLEN FAMILY HOLDINGS, INC.MEMBERDomestic entity | POLEN CAPITAL MANAGEMENT, LLC | 5% to less than 10%Code A | No | MEMBER01/2020 | Schedule APDF page 47 |
| 3 | DANIEL ADAM DAVIDOWITZPORTFOLIO MANAGER & ANALYSTIndividual | POLEN CAPITAL MANAGEMENT, LLC | Less than 5%Code NA | Yes | PORTFOLIO MANAGER & ANALYST07/2007 | Schedule APDF page 47 |
| 4 | IM SQUARE HOLDING 1 LLCMEMBERDomestic entity | POLEN CAPITAL MANAGEMENT, LLC | 10% to less than 25%Code B | No | MEMBER01/2016 | Schedule APDF page 47 |
| 5 | POLEN CAPITAL HOLDINGS LPMEMBERDomestic entity | POLEN CAPITAL MANAGEMENT, LLC | 50% to less than 75%Code D | Yes | MEMBER01/2020 | Schedule APDF page 47 |
| 6 | DAMON ANSON FICKLINHEAD OF TEAM, PORTFOLIO MANAGER & ANALYSTIndividual | POLEN CAPITAL MANAGEMENT, LLC | Less than 5%Code NA | Yes | HEAD OF TEAM, PORTFOLIO MANAGER & ANALYST01/2021 | Schedule APDF page 47 |
| 7 | KEVIN M DOLSENCHIEF OPERATING OFFICERIndividual | POLEN CAPITAL MANAGEMENT, LLC | Less than 5%Code NA | Yes | CHIEF OPERATING OFFICER06/2020 | Schedule APDF page 47 |
| 8 | GRAHAM MONTGOMERY WARDCHIEF FINANCIAL OFFICERIndividual | POLEN CAPITAL MANAGEMENT, LLC | Less than 5%Code NA | Yes | CHIEF FINANCIAL OFFICER04/2019 | Schedule APDF page 47 |
| 9 | JOHN BLACKMAN DOGGETTCHIEF ADMINISTRATIVE OFFICERIndividual | POLEN CAPITAL MANAGEMENT, LLC | Less than 5%Code NA | Yes | CHIEF ADMINISTRATIVE OFFICER09/2020 | Schedule APDF page 47 |
| 10 | RACHEL ROTH TROCKCHIEF PEOPLE OFFICERIndividual | POLEN CAPITAL MANAGEMENT, LLC | Less than 5%Code NA | Yes | CHIEF PEOPLE OFFICER04/2022 | Schedule APDF page 47 |
| 11 | LAURA ANN GRAFFHEAD OF PRODUCT STRATEGY AND MARKETINGIndividual | POLEN CAPITAL MANAGEMENT, LLC | Less than 5%Code NA | Yes | HEAD OF PRODUCT STRATEGY AND MARKETING01/2025 | Schedule APDF page 47 |
| 12 | RICHARD Joseph SIMEKCHIEF COMPLIANCE OFFICERIndividual | POLEN CAPITAL MANAGEMENT, LLC | Less than 5%Code NA | Yes | CHIEF COMPLIANCE OFFICER09/2026 | Schedule APDF page 47 |
| 13 | IM SQUARE SASPARENTForeign entity | IM SQUARE PARTNERS HOLDING | 75% or moreCode E | Yes | PARENT12/2020 | Schedule BPDF page 48 |
| 14 | SOLOMON ENRICO POLENCO-TRUSTEEIndividual | PCMI EXEMPT TRUST F/B/O SOLOMON POLEN | Percentage not specifiedCode F | Yes | CO-TRUSTEE09/2015 | Schedule BPDF page 48 |
| 15 | DANIEL (NMN) POLENCO-TRUSTEEIndividual | PCMI EXEMPT TRUST F/B/O DANIEL POLEN | Percentage not specifiedCode F | Yes | CO-TRUSTEE12/2015 | Schedule BPDF page 48 |
| 16 | LEGENDRE HOLDING 36HOLDING COMPANYForeign entity | IM SQUARE SAS | 50% to less than 75%Code D | Yes | HOLDING COMPANY06/2015 | Schedule BPDF page 48 |
| 17 | EURAZEO SEHOLDING COMPANYForeign entity | LEGENDRE HOLDING 36 | 75% or moreCode E | Yes | HOLDING COMPANY04/2014 | Schedule BPDF page 48 |
| 18 | STAN C. MOSS REVOCABLE TRUSTLIMITED PARTNERDomestic entity | POLEN CAPITAL HOLDINGS LP | 25% to less than 50%Code C | Yes | LIMITED PARTNER01/2020 | Schedule BPDF page 48 |
| 19 | STANLEY CHARLES MOSSTRUSTEEIndividual | STAN C. MOSS REVOCABLE TRUST | Percentage not specifiedCode F | Yes | TRUSTEE10/2015 | Schedule BPDF page 48 |
| 20 | POLEN CAPITAL HOLDINGS GP LLCGENERAL PARTNERDomestic entity | POLEN CAPITAL HOLDINGS LP | Percentage not specifiedCode F | Yes | GENERAL PARTNER01/2020 | Schedule BPDF page 48 |
| 21 | DANIEL ADAM DAVIDOWITZTRUSTEEIndividual | DANIEL A. DAVIDOWITZ REVOCABLE TRUST | Percentage not specifiedCode F | Yes | TRUSTEE02/2022 | Schedule BPDF page 48 |
| 22 | STAN C. MOSS REVOCABLE TRUSTMEMBERDomestic entity | POLEN CAPITAL HOLDINGS GP LLC | 50% to less than 75%Code D | Yes | MEMBER01/2020 | Schedule BPDF page 48 |
| 23 | PCMI EXEMPT TRUST F/B/O SOLOMON POLENCLASS A SHAREHOLDERDomestic entity | POLEN FAMILY HOLDINGS, INC. | 25% to less than 50%Code C | Yes | CLASS A SHAREHOLDER01/2020 | Schedule BPDF page 48 |
| 24 | PCMI EXEMPT TRUST F/B/O DANIEL POLENCLASS A SHAREHOLDERDomestic entity | POLEN FAMILY HOLDINGS, INC. | 25% to less than 50%Code C | Yes | CLASS A SHAREHOLDER01/2020 | Schedule BPDF page 48 |
| 25 | CORAL GABLES TRUSTCO-TRUSTEEDomestic entity | PCMI EXEMPT TRUST F/B/O SOLOMON POLEN | Percentage not specifiedCode F | Yes | CO-TRUSTEE09/2015 | Schedule BPDF page 48 |
| 26 | CORAL GABLES TRUSTCO-TRUSTEEDomestic entity | PCMI EXEMPT TRUST F/B/O DANIEL POLEN | Percentage not specifiedCode F | Yes | CO-TRUSTEE09/2015 | Schedule BPDF page 48 |
| 27 | IM SQUARE PARTNERS HOLDINGHOLDING COMPANYForeign entity | IM SQUARE HOLDING 1 LLC | 75% or moreCode E | Yes | HOLDING COMPANY04/2021 | Schedule BPDF page 48 |
| 28 | DANIEL A. DAVIDOWITZ REVOCABLE TRUSTLIMITED PARTNERDomestic entity | POLEN CAPITAL HOLDINGS LP | 25% to less than 50%Code C | Yes | LIMITED PARTNER05/2022 | Schedule BPDF page 48 |
| 29 | DANIEL A. DAVIDOWITZ REVOCABLE TRUSTMEMBERDomestic entity | POLEN CAPITAL HOLDINGS GP LLC | 50% to less than 75%Code D | Yes | MEMBER05/2022 | Schedule BPDF page 48 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 5/4/2026 3:09:08 PM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.