Firm profile

Soleus Capital Management, L.P.

GREENWICH, CTCRD 294459Registration Status: ApprovedEffective since June 25, 2020SEC # 801-118942Latest ADV April 27, 2026

Soleus Capital Management, L.P. is an SEC registered investment adviser organized as a limited partnership with a primary office location in Greenwich, CT. Its latest Form ADV filing, dated April 27, 2026, reports $3.7B in regulatory assets under management, 23 employees, 1 office, and 14 accounts.

Assets Under Management

$3.7B

Employees

Offices

1 office

Total Clients

Associated firm names

1 name listed

SOLEUS CAPITAL MANAGEMENT, L.P.

Leadership

4 roles identified

CCOHarold J. Schaaff

CFOMichael A. Coppola

COOSteven J. Musumeci

Advisory services offered

1 types reported

Portfolio management for pooled investment vehicles

Fee models offered

2 types reported

Asset based fees

Performance-based fees

Offices & Contact

Primary office

GREENWICH, Connecticut, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

View locations

Connecticut

GREENWICHPrimary office

1 office records listed · 1 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Phone475-208-3178 WebsiteVisit website LinkedInView profile

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$3.7Bas of April 27, 2026

Discretionary100.0%

$3.7B

100% of total RAUM100.0%

Non-discretionary0.0%

0% of total RAUM0.0%

All regulatory assets under management are discretionary.

Client Coverage Demographics

Top client segmentPooled Investment Vehicles represent 100.0% of total clients.

Top client categories% of clientsClients

Pooled Investment Vehicles

100.0%

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$3.7B

Total Accounts14

10Y AUM Change+$3.7B

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees23

Clients per Employee1:1

10Y Employee Change+18 (+360.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%

GUY BEZALEL LEVYDirect owner · Schedule AInterest in SOLEUS CAPITAL MANAGEMENT, L.P.

50% to < 75%

SP SOLEUS HOLDINGS LLCDirect owner · Schedule AInterest in SOLEUS CAPITAL MANAGEMENT, L.P.

10% to < 25%

DAVID ALLEN CANNERDirect owner · Schedule AInterest in SOLEUS CAPITAL MANAGEMENT, L.P.

5% to < 10%

BENJAMIN ANDREW LUNDDirect owner · Schedule AInterest in SOLEUS CAPITAL MANAGEMENT, L.P.

5% to < 10%

SOLEUS GP LLCDirect owner · Schedule AInterest in SOLEUS CAPITAL MANAGEMENT, L.P.

< 5%

STEVEN JOSEPH MUSUMECIDirect owner · Schedule AInterest in SOLEUS CAPITAL MANAGEMENT, L.P.

< 5%

GUY BEZALEL LEVYIndirect owner · Schedule BInterest in SOLEUS GP LLC

75%+

CHARLES ARTHUR DAVISIndirect owner · Schedule BInterest in SP SOLEUS HOLDINGS LLC

50% to < 75%

STEPHEN NMN FRIEDMANIndirect owner · Schedule BInterest in SP SOLEUS HOLDINGS LLC

25% to < 50%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Soleus Capital Management, L.P..

Reported ownership and control details

Form ADV · Filing date 2026-04-27 · Schedules A and B

11 entries

#	Owner / person & role	Interest in entity	Reported interest	Control person	Title / status acquired	Source
1	SOLEUS GP LLCGENERAL PARTNERDomestic entity	SOLEUS CAPITAL MANAGEMENT, L.P.	Less than 5%Code NA	Yes	GENERAL PARTNER12/2017	Schedule APDF page 84
2	STEVEN JOSEPH MUSUMECICHIEF OPERATING OFFICER; LIMITED PARTNERIndividual	SOLEUS CAPITAL MANAGEMENT, L.P.	Less than 5%Code NA	Yes	CHIEF OPERATING OFFICER; LIMITED PARTNER02/2018	Schedule APDF page 84
3	GUY BEZALEL LEVYCHIEF INVESTMENT OFFICER; LIMITED PARTNERIndividual	SOLEUS CAPITAL MANAGEMENT, L.P.	50% to less than 75%Code D	Yes	CHIEF INVESTMENT OFFICER; LIMITED PARTNER02/2018	Schedule APDF page 84
4	SP SOLEUS HOLDINGS LLCLIMITED PARTNERDomestic entity	SOLEUS CAPITAL MANAGEMENT, L.P.	10% to less than 25%Code B	No	LIMITED PARTNER07/2018	Schedule APDF page 84
5	MICHAEL ANTHONY COPPOLACHIEF FINANCIAL OFFICERIndividual	SOLEUS CAPITAL MANAGEMENT, L.P.	Less than 5%Code NA	Yes	CHIEF FINANCIAL OFFICER05/2021	Schedule APDF page 84
6	DAVID ALLEN CANNERLIMITED PARTNERIndividual	SOLEUS CAPITAL MANAGEMENT, L.P.	5% to less than 10%Code A	No	LIMITED PARTNER04/2022	Schedule APDF page 84
7	HAROLD JAMES SCHAAFFGENERAL COUNSEL; CHIEF COMPLIANCE OFFICERIndividual	SOLEUS CAPITAL MANAGEMENT, L.P.	Less than 5%Code NA	Yes	GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER06/2024	Schedule APDF page 84
8	BENJAMIN ANDREW LUNDLIMITED PARTNERIndividual	SOLEUS CAPITAL MANAGEMENT, L.P.	5% to less than 10%Code A	No	LIMITED PARTNER01/2024	Schedule APDF page 84
9	GUY BEZALEL LEVYSOLE OWNERIndividual	SOLEUS GP LLC	75% or moreCode E	Yes	SOLE OWNER12/2017	Schedule BPDF page 85
10	CHARLES ARTHUR DAVISMEMBERIndividual	SP SOLEUS HOLDINGS LLC	50% to less than 75%Code D	Yes	MEMBER09/2018	Schedule BPDF page 85
11	STEPHEN NMN FRIEDMANMEMBERIndividual	SP SOLEUS HOLDINGS LLC	25% to less than 50%Code C	Yes	MEMBER09/2018	Schedule BPDF page 85

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 4/27/2026 10:12:07 AM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo

AFelonies2 No

In the past ten years, have you or any advisory affiliate:

A1Been convicted of or pleaded guilty or no contest to a felony?No
A2Been charged with a felony?No

BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
B2Been charged with a misdemeanor of the kind listed above?No

CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

C1Found you or an advisory affiliate made a false statement or omission?No
C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No

DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No

ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

E1Found you or an advisory affiliate made a false statement or omission?No
E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No

FProfessional authorizations1 No

FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No

GPending regulatory proceedings1 No

GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No

HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.