Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Loancore Capital Credit Advisor LLC
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
LOANCORE CAPITAL, LLCDirect owner · Schedule AInterest in LOANCORE CAPITAL CREDIT ADVISOR LLC
75%+
DIVCORE MONTEREY MANAGEMENT HOLDINGS, LLCIndirect owner · Schedule BInterest in LOANCORE CAPITAL, LLC
75%+
ROBERT GIL MASHAALIndirect owner · Schedule BInterest in RAVENSMOUNT LIMITED PARTNERSHIP
75%+
SHIFF FAMILY 2020 DYNASTY TRUSTIndirect owner · Schedule BInterest in SHIFF FAMILY LEGACY, LLC
75%+
DIVCORE CAPITAL, LLCIndirect owner · Schedule BInterest in DIVCORE MONTEREY MANAGEMENT HOLDINGS, LLC
75%+
ROBERT GIL MASHAALIndirect owner · Schedule BInterest in RAVENSMOUNT GENERAL PARTNER, LLC
75%+
MARK L. FINERMAN 2006 REVOCABLE TRUSTIndirect owner · Schedule BInterest in GROOPER LLC
75%+
GROOPER LLCIndirect owner · Schedule BInterest in MF MANAGEMENT HOLDINGS, LLC
50% to < 75%
STUART ZACHARY SHIFFIndirect owner · Schedule BInterest in SHIFF INVESTMENT COMPANY, LLC
50% to < 75%
SHIFF INVESTMENT COMPANY, LLCIndirect owner · Schedule BInterest in DIVCORE CAPITAL, LLC
25% to < 50%
SHIFF FAMILY LEGACY, LLCIndirect owner · Schedule BInterest in SHIFF INVESTMENT COMPANY, LLC
25% to < 50%
MF MANAGEMENT HOLDINGS, LLCIndirect owner · Schedule BInterest in DIVCORE CAPITAL, LLC
25% to < 50%
RAVENSMOUNT LIMITED PARTNERSHIPIndirect owner · Schedule BInterest in DIVCORE CAPITAL, LLC
25% to < 50%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Loancore Capital Credit Advisor LLC.
Reported ownership and control details
Form ADV · Filing date 2026-03-31 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | LOANCORE CAPITAL, LLCMANAGING MEMBERDomestic entity | LOANCORE CAPITAL CREDIT ADVISOR LLC | 75% or moreCode E | Yes | MANAGING MEMBER03/2016 | Schedule APDF page 29 |
| 2 | MARK LAWRENCE FINERMANCHAIRMAN, CHIEF EXECUTIVE OFFICER AND PRESIDENTIndividual | LOANCORE CAPITAL CREDIT ADVISOR LLC | Less than 5%Code NA | Yes | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND PRESIDENT06/2008 | Schedule APDF page 29 |
| 3 | TYLER JONATHAN SHEACHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICERIndividual | LOANCORE CAPITAL CREDIT ADVISOR LLC | Less than 5%Code NA | Yes | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER11/2012 | Schedule APDF page 29 |
| 4 | MARC JORDAN STERNBERGCHIEF COMPLIANCE OFFICERIndividual | LOANCORE CAPITAL CREDIT ADVISOR LLC | Less than 5%Code NA | Yes | CHIEF COMPLIANCE OFFICER03/2019 | Schedule APDF page 29 |
| 5 | STEPHEN PARRISH JONESCHIEF CREDIT OFFICERIndividual | LOANCORE CAPITAL CREDIT ADVISOR LLC | Less than 5%Code NA | Yes | CHIEF CREDIT OFFICER04/2021 | Schedule APDF page 29 |
| 6 | PAUL H STEPANHEAD OF BANKINGIndividual | LOANCORE CAPITAL CREDIT ADVISOR LLC | Less than 5%Code NA | Yes | HEAD OF BANKING03/2021 | Schedule APDF page 29 |
| 7 | GROOPER LLCMEMBERDomestic entity | MF MANAGEMENT HOLDINGS, LLC | 50% to less than 75%Code D | Yes | MEMBER06/2022 | Schedule BPDF page 30 |
| 8 | MARK LAWRENCE FINERMANTRUSTEEIndividual | MARK L. FINERMAN 2006 REVOCABLE TRUST | Percentage not specifiedCode F | Yes | TRUSTEE11/2006 | Schedule BPDF page 30 |
| 9 | DIVCORE MONTEREY MANAGEMENT HOLDINGS, LLCMEMBERDomestic entity | LOANCORE CAPITAL, LLC | 75% or moreCode E | Yes | MEMBER03/2019 | Schedule BPDF page 30 |
| 10 | SHIFF INVESTMENT COMPANY, LLCMEMBERDomestic entity | DIVCORE CAPITAL, LLC | 25% to less than 50%Code C | Yes | MEMBER06/2022 | Schedule BPDF page 30 |
| 11 | STUART ZACHARY SHIFFMEMBERIndividual | SHIFF INVESTMENT COMPANY, LLC | 50% to less than 75%Code D | Yes | MEMBER12/2008 | Schedule BPDF page 30 |
| 12 | ROBERT GIL MASHAALMEMBERIndividual | RAVENSMOUNT LIMITED PARTNERSHIP | 75% or moreCode E | Yes | MEMBER06/2022 | Schedule BPDF page 30 |
| 13 | SHIFF FAMILY LEGACY, LLCMEMBERDomestic entity | SHIFF INVESTMENT COMPANY, LLC | 25% to less than 50%Code C | Yes | MEMBER01/2021 | Schedule BPDF page 30 |
| 14 | SHIFF FAMILY 2020 DYNASTY TRUSTMEMBERDomestic entity | SHIFF FAMILY LEGACY, LLC | 75% or moreCode E | Yes | MEMBER12/2020 | Schedule BPDF page 30 |
| 15 | MF MANAGEMENT HOLDINGS, LLCMEMBERDomestic entity | DIVCORE CAPITAL, LLC | 25% to less than 50%Code C | Yes | MEMBER06/2022 | Schedule BPDF page 30 |
| 16 | DIVCORE CAPITAL, LLCMEMBERDomestic entity | DIVCORE MONTEREY MANAGEMENT HOLDINGS, LLC | 75% or moreCode E | Yes | MEMBER06/2022 | Schedule BPDF page 30 |
| 17 | RAVENSMOUNT LIMITED PARTNERSHIPMEMBERDomestic entity | DIVCORE CAPITAL, LLC | 25% to less than 50%Code C | Yes | MEMBER06/2022 | Schedule BPDF page 30 |
| 18 | RAVENSMOUNT GENERAL PARTNER, LLCGENERAL PARTNERDomestic entity | RAVENSMOUNT LIMITED PARTNERSHIP | Percentage not specifiedCode F | Yes | GENERAL PARTNER06/2022 | Schedule BPDF page 30 |
| 19 | FIRST REPUBLIC TRUST COMPANY OF DELAWARE, LLCTRUSTEEDomestic entity | SHIFF FAMILY 2020 DYNASTY TRUST | Percentage not specifiedCode F | Yes | TRUSTEE12/2020 | Schedule BPDF page 30 |
| 20 | ROBERT GIL MASHAALMEMBERIndividual | RAVENSMOUNT GENERAL PARTNER, LLC | 75% or moreCode E | Yes | MEMBER06/2022 | Schedule BPDF page 30 |
| 21 | MARK L. FINERMAN 2006 REVOCABLE TRUSTMEMBERDomestic entity | GROOPER LLC | 75% or moreCode E | Yes | MEMBER04/2024 | Schedule BPDF page 30 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 3/31/2026 3:25:05 PM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.