Firm profile

TRINITY ALPS CAPITAL

SAN FRANCISCO, CACRD 287741Latest ADV March 31, 2026

Trinity Alps Capital is an SEC registered investment adviser organized as a limited partnership with a primary office location in San Francisco, CA. Its latest Form ADV filing, dated March 31, 2026, reports $1.1B in regulatory assets under management, 6 employees, and 21 accounts.

Assets Under Management
$1.1B
Employees
6
Offices
--
Total Clients
17
Primary office
SAN FRANCISCO, CA
601 MONTGOMERY STREET, STE. 2030, SAN FRANCISCO, CA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

4 roles identified
CCOGregory M. Siemons
COOGregory M. Siemons
CIORaj D. Venkatesan

Advisory services offered

3 types reported
Portfolio management for businesses
Portfolio management for individuals and small businesses
Portfolio management for pooled investment vehicles

Fee models offered

2 types reported
Asset based fees
Performance-based fees
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentPooled Investment Vehicles represent 94.1% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
94.1%
16
2
HNWI
5.9%
1
Categories with <5 clients
High net worth individuals (HNWI)<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$1.1Bas of March 31, 2026
Discretionary0.5%
$5M
0% of total RAUM0.5%
Non-discretionary99.5%
$1.1B
100% of total RAUM99.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$1.1B
Total Accounts21
10Y AUM Change+$1.1B

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees6
Clients per Employee3:1
10Y Employee Change+2 (+50.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.