SANTA MONICA, CACRD 283238Latest ADV March 31, 2026
Guggenheim Wealth Solutions, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Santa Monica, CA. Its latest Form ADV filing, dated March 31, 2026, reports $371M in regulatory assets under management, 10 employees, 3 offices, and 242 accounts.
Assets Under Management
$371M
Employees
10
Offices
3 offices
Total Clients
233
Primary office
SANTA MONICA, CA
100 WILSHIRE BLVD, SUITE 500, SANTA MONICA, CA, United States
Portfolio management for individuals and small businesses
Selection of other advisers
Fee models offered
1 types reported
Asset based fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 90.1% of total clients.
Top client categories% of clientsClients
1
Individuals
90.1%
210
2
Charitable
6.0%
14
3
Corporations
3.9%
9
Categories with <5 clients
High net worth individuals (HNWI)<5 clients
Insurance companies<5 clients
Other categories<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$371Mas of March 31, 2026
Discretionary100.0%
$371M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$371M
Total Accounts242
10Y AUM Change+$371M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees10
Clients per Employee23:1
10Y Employee Change-20 (-66.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.