Sovereign Wealth Advisors LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Houston, TX. Its latest Form ADV filing, dated March 31, 2026, reports $625M in regulatory assets under management, 35 employees, 1 office, and 1,892 accounts.
Assets Under Management
$625M
Employees
35
Offices
1 office
Total Clients
1,275
Primary office
HOUSTON, TX
3120 SOUTHWEST FRWY, SUITE 500, HOUSTON, TX, United States
Top client segmentIndividuals represent 66.2% of total clients.
Top client categories% of clientsClients
1
Individuals
66.2%
844
2
HNWI
32.0%
408
3
Corporations
1.6%
20
4
Pension Plans
0.2%
3
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$625Mas of March 31, 2026
Discretionary93.1%
$582M
93% of total RAUM93.1%
Non-discretionary6.9%
$43M
7% of total RAUM6.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$625M
Total Accounts1,892
10Y AUM Change+$506M (+425.3%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees35
Clients per Employee36:1
10Y Employee Change+7 (+25.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.